- Citigroup (Tampa, FL)
- The Regulatory Advisory and Transformation legal group is a global team that supports Citi business lines, legal entity management teams, Compliance, and ... Regulatory Engagement teams. The group provides technical legal advice...Transformation legal group in the US is hiring a senior lawyer who will provide legal coverage in relation… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary:** We're seeking an Assistant Vice President , Credit Risk Audit who will be subject matter expert ... of planning, fieldwork, reporting, issue tracking, and follow-up on all audits and regulatory finding validation. **Responsibilities:** + Be part of a team of credit… more
- Citigroup (Tampa, FL)
- … reporting along with financial analysis in order to communicate results to Senior Management and US Regulatory Agencies. + Keep abreast of industry, ... clearly, concisely and accurately using written and verbal communications with Senior Management, Regulatory Agencies and Internal/External Auditors as well… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …obtained through education and experience to manage and oversee the non-financial regulatory reporting function for Raymond James. The leader will regularly interact ... Regular contact with various departments of Raymond James Financial and Senior Management is required, to provide comprehensive solutions to complex problems… more
- MUFG (Tampa, FL)
- …member of our recruitment team will provide more details. **Job Summary:** Senior Security Engineer will ultimately be responsible for the design, innovation, ... the rest of the engineers and act as the senior authority on all aspects of the firm's DLP...with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA).… more
- Citigroup (Tampa, FL)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination with ... teams and manage a budget + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports + Lead… more
- MUFG (Tampa, FL)
- …A member of our recruitment team will provide more details. **Role Description** As a Vice President within the Commercial Loan Operations team, you will be in a ... senior role reporting to the Director of Agency Operations...Agency Operations or the Director of Member Operations. The Vice President will have responsibilities ranging from… more
- MUFG (Tampa, FL)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- JPMorgan Chase (Tampa, FL)
- …evaluation of control adequacy and effectiveness across the Firm. As a Controls Testing Vice President in our Testing CoE you will contribute to the Testing ... CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards, through collaboration and analytical skills. Your role… more
- JPMorgan Chase (Tampa, FL)
- …the status quo and striving to be best-in-class. As a Monitoring/Testing Lead - Vice President in the Global Financial Crimes Compliance (GFCC) and Compliance ... effectively communicate testing objectives, processes, methodologies, and results to senior management, business control managers, and other relevant functions; +… more
- Mastercard (Tampa, FL)
- …makes better decisions, drives innovation and delivers better business results. **Title and Summary** Vice President and Head of FI Growth Overview This role can ... articulate in simple compelling terms to business audience at senior levels. - Have excellent project management and organizational...a head start on the job - Familiarity with regulatory requirements in the payments industry, including KYC, AML,… more
- Mastercard (Tampa, FL)
- …decisions, drives innovation and delivers better business results. **Title and Summary** Vice President and Head of B2B Applications Growth Overview Imagine ... ability to thrive in a fast-paced, innovative environment. - Familiarity with regulatory requirements in the payments industry, including KYC, AML, and data… more
- Citigroup (Tampa, FL)
- …across institutional client businesses to ensure full alignment on business and regulatory goals, as well as consistency and best practices. The Counterparty Credit ... team, individual will be expected to + Lead strategic BAU and Regulatory projects primarily impacting Counterparty Credit Risk exposure measures for traded product… more
- Citigroup (Tampa, FL)
- … regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the ... issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- JPMorgan Chase (Tampa, FL)
- …that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with various stakeholders, ... and governance of controls, policies, issue management, and measurements, offering senior management insights into control effectiveness and inform governance work +… more
- MUFG (Tampa, FL)
- …member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, ... audit process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establish direction for staff on more complex audit… more
- Citigroup (Tampa, FL)
- …across institutional client businesses to ensure full alignment on business and regulatory goals, as well as consistency and best practices. The Counterparty Credit ... of work and defining business requirements for BAU and Regulatory projects, enhancements and production fixes + Perform impact...and timely risk management and reporting + Partners with senior team members and a widely distributed global user… more
- Citigroup (Tampa, FL)
- …scope product releases, agreeing to and tracking business priorities, incorporating regulatory and compliance requirements and investment tracking. + Creates a ... priorities and corresponding road-map to delivery. + Lead strategic BAU and Regulatory projects for Counterparty Exposure Product Development. + Develop and enhance… more
- Citigroup (Tampa, FL)
- …reporting frameworks to support operational teams in managing business volumes and senior leadership in understanding the health of the organization + Develop ... to ensure the highest data quality, accuracy of reporting and audit / regulatory readiness **Qualifications:** + 5+ years of experience with designing and producing… more
- JPMorgan Chase (Tampa, FL)
- …and ensures adherence to the firm's risk, controls, compliance, and regulatory requirements + Manages timelines and dependencies while monitoring blockers, ensuring ... oversight of audits in our environment + Articulates insights to senior management, operations leadership and field teams **Required qualifications, capabilities,… more