- Bank of America (Stamford, CT)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- Bank of America (New York, NY)
- Audit Director - CACR Data Design & Reporting Enablement Charlotte, North Carolina;Providence, Rhode Island; Wilmington, Delaware; New York, New York **Job ... controls. Job expectations include working with senior leadership to develop Audit 's coverage strategies, managing relationships with regulatory agencies and… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Trade Transaction Regulatory Reporting Director * **Location:** *New York-New ... We're seeking someone to join our team as a Director in Operations Risk and Regulatory Control...for this role - Strong knowledge on multi jurisdiction regulatory reporting , exception investigation, material economic terms… more
- Ankura (New York, NY)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... full-time position for a Director / Senior Director in its Audit Advisory Practice. ...regulatory remediation assistance, and investigations. Responsibilities: As a Director or Senior Director in the … more
- Scotiabank (New York, NY)
- Director , US Cybersecurity and Infrastructure Audit **Requisition ID:** 203015 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown ... together to drive ambition for every future! **Purpose** The Director of US Cybersecurity and Infrastructure Audit ...Experience in working in a global bank, with global Audit counterparts and stakeholders, matrix reporting lines… more
- Citigroup (New York, NY)
- …that enable growth and economic progress. **Team/Role Overview** The Quality Assurance (QA) Audit Director - Technology and Business Enablement and Data is a ... specifically related to Technology, Operations and Data, including Citi's regulatory remediation projects and the OCC/FRB Citi Consent Order....peer insights and trends. + Create and present local audit committee reporting for QA results, as… more
- Warner Bros. Discovery (New York, NY)
- …and critical thinking, creativity, and fostering excellence in stakeholder engagement. The IT Audit Director will be asked to perform the following: Your Role ... risks effectively. We are seeking a dynamic and innovative Director , IT Audit & Advisory, focusing on...Various Businesses and IT Processes, Project Leadership, Operation and Reporting * Oversee multiple IT audit and… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... best-in-class internal audit practices and peer-benchmarking. + Participate in IAG's audit reporting process, including the review and issuance of IAG … more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... internal capabilities and technologies. About the Role: We are seeking an Audit Director who is passionate about advancing and growing our audit coverage… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Director , Sanctions, TDS and Related ... of audits; ensuring audits are completed in adherence with Audit Division standards and reporting results to...of the year subject to approval of the AMCB Audit Committees and regulatory expectations + Adheres… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... internal capabilities and technologies. About the Role: We are seeking an Audit Director who is passionate about advancing and growing our audit coverage… more
- TD Bank (New York, NY)
- …and approving the scope of audits; ensuring audits are completed in adherence with Audit Division standards and reporting results to Senior Management + Liaises ... course of the year subject to approval of the Audit Committees and regulatory expectations + Adheres...areas of accountability + Provides clear, comprehensive and timely reporting on significant control matters + Stays current on… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... they belong. Join Team Amex and let's lead the way together. About the Internal Audit Group at American Express American Express' Internal Audit Group (IAG) has… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... they belong. Join Team Amex and let's lead the way together. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... in accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management team, you will ... that influence the Asset & Wealth Management operations as well as cross-business regulatory engagements. Reporting to the Regulatory Engagement Manager for… more
- American Express (New York, NY)
- …ensure that we remain well coordinated and ready to meet our ESG regulatory reporting requirements. This is a Director level position based in New York ... hands-on as well as strategic, with deep expertise in regulatory reporting and internal controls and in...ESG, Legal, Real Estate, Climate Risk, HR, SOX, Internal Audit and subject matter teams owning E, S and… more
- SMBC (Jersey City, NJ)
- …and effectiveness during the report production process. Reporting to the Director , Regulatory Reporting Controller, of PDAD FAD Controllers, the ... offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Reporting Governance Vice President role is critical in ensuring… more
- City National Bank (Jersey City, NJ)
- …US regulators (FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit . This includes the ... universe, ensuring that audits conform to local and global regulatory and internal audit requirements. * Supervise...geographies, and legal entities * Minimum 5 years of Audit experience (strategic planning through reporting ) in… more
- MUFG (New York, NY)
- …closely with Risk Managers to support and enhance processes + Participate in audit and regulatory engagements relating to market and counterparty credit risk ... be responsible for the end-to-end market and counterparty credit risk reporting and data framework. **Major Responsibilities:** + Management of daily/weekly/monthly… more