- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... Executive Director, Head of Risk and Control Assessment . As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... exams and relationships with examiners, auditors etc. + Knowledge of key Compliance processes- Regulatory Management, Risk Assessment , Monitoring and… more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... management policy and strategic direction + Maintain AML compliance program for the business including assessment ...duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Risk … more
- Citigroup (New York, NY)
- …first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk , liquidity of client positions, and credit limits, ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... mitigation strategies. * Leads the development and implementation of risk assessment and quantification models needed to...to provide essential risk context. * Reports risk -related data including risk exposure, compliance… more
- Morgan Stanley (Purchase, NY)
- … compliance exams, incident and escalation reporting, lessons learned reviews, risk assessment of strategic and other business initiatives, business ... benefit programs. **Job:** **Wealth Management* **Title:** *Business Control Unit Risk Officer * **Location:** *New York-Purchase* **Requisition ID:** *3261773* more
- Citigroup (New York, NY)
- …and escalating issues for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is... and Risk Appetite **Responsibilities:** + Support risk appetite assessment and material risk ... the Services business ensuring compliance with enterprise risk program requirements and associated standards + Work with...+ Work with key stakeholders to complete the quarterly risk appetite assessment including quantity, quality and… more
- Citigroup (Queens, NY)
- The Business Risk Senior Officer I is a...a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. ... control issues with transparency. **Qualifications:** + 10+ years experience in Operational Risk Management, Audit, Compliance or other control function +… more
- JPMorgan Chase (Uniondale, NY)
- …7+ experience in credit analysis and review of commercial real estate loans, risk assessment , real estate lending in financing, credit review and analysis ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...and striving to be best-inclass. As a Lead Credit Officer in the Key Relationship Group, you will be… more
- JPMorgan Chase (Uniondale, NY)
- …review of commercial real estate loans. + Previous experience in portfolio management, loan risk grading/ risk assessment . + Strong organizational and time - ... As part of Risk Management and Compliance , you are...impact our company, customers and communities. As a Credit Officer in Portfolio Management, you should be proficient with… more
- City of New York (New York, NY)
- …and mitigating risks across diverse technology domains, ensuring timely resolution of risk assessment tickets, and possess a relentless commitment to staying ... firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate… more
- City of New York (New York, NY)
- …firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate ... with cybersecurity requirements for various technology domains. Continuous Process Improvement in Risk Assessment : Lead initiatives to enhance the efficiency and… more
- Citigroup (New York, NY)
- …plans. + Update and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure adherence to the Citi ... + Reviewing/tracking PAP renewals. Qualifications: + Significant experience in Operational Risk Management, Audit, Compliance , or other control function. +… more
- Mastercard (Harrison, NY)
- …a practical manner to the development, implementation and operation of a robust compliance framework including risk assessment , policy development, Board ... - Reports and works closely with the MTS Chief Compliance Officer to determine the effectiveness of...USA Patriot Act, and OFAC. 3 - Undertake comprehensive risk assessments to determine BSA/AML and other risk… more
- Citigroup (Queens, NY)
- …sub committee, and business forum. This role will work closely with our risk management, control, and compliance organization to ensure the appropriate ... The Wealth Management Business Risk & Controls Governance Manager will lead the...Enhance our global Wealth fiduciary governance framework to drive compliance with regulatory and internal governance requirements for monitoring,… more
- NatWest Markets (Stamford, CT)
- …and transparent culture of compliance . + Activelyparticipatein the annual rules-based risk assessment process. + Keep current with industry specific emerging ... in place to mitigate the risk of non- compliance with Compliance Risk continue... Risk continue to operate effectively. The Compliance Assurance Officer will alsobe responsible forreporting… more
- Banco Popular Puerto Rico (New York, NY)
- …Dec 6, 2024 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II. - CRA US CRA We are looking for a senior CRA ... Compliance Officer /CRA Program Manager to join our Compliance ...development of processes and controls to manage CRA related compliance risk , including the establishment and execution… more