- Morgan Stanley (Purchase, NY)
- …* * *Responsibilities Include* The primary responsibilities for the Employee Conduct Risk & Wealth Management Administration Business Control Unit ... Stanley sponsored benefit programs. **Job:** ** Wealth Management* **Title:** * Employee Conduct Risk & Wealth Management Administration Business… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level ... overall objective is to design and implement the AML risk management program for the US broker dealer and...management program for the US broker dealer and consumer wealth business lines, manage a team, utilize in-depth specialty… more
- Citigroup (Jersey City, NJ)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as required by the MCA Standard including the assessment… more
- HSBC (New York, NY)
- …regulations and ethical standards of the securities industry are adhered to in assigned Wealth Centers and OSJ + Conduct reviews of various on-line and hard ... of Wealth broker-dealer including but not limited to; operational risk , technology, regulatory landscape and industry best practices. + Stay current with… more
- Citigroup (New York, NY)
- …as we provide comprehensive solutions and advice to help our clients create Wealth . This will be achieved by 1) Systematic collaboration across Citi's Banking and ... divisions globally, to identify corporate clients with a Wealth need and individual clients with a Banking need...in conjunction with the team, including financial, staffing, quality, risk and regulatory matters. + Support various ad hoc… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (Greenburgh, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- …highest ethical standards and making a positive impact on the communities we serve. Wealth brings together the full power of Citi to serve the entire continuum of ... wealth clients, from affluent to ultra-high net worth to...case development to establish near and long-term design priorities. Conduct and incorporate qualitative and quantitative research and competitive… more
- Citigroup (New York, NY)
- Wealth Business Treasury is a global team that partners with Wealth business seniors, LFO teams, 2LoD and broader finance teams on topics related to FTP, ... management, IRR and overall B/S return optimization. With the recent re-organization, Wealth business constitutes of Citigold, Citi Private Bank (CPB) and Wealth… more
- Citigroup (New York, NY)
- The Wealth Client Segments Control Testing Utility is responsible for the testing of controls designed and owned by the Citi's Wealth Segments businesses. This ... accountable for driving controls testing performance and improvement initiatives. The Wealth Client Segments Performance Initiatives Leader is a subject matter… more
- ManpowerGroup (New York, NY)
- …implement comprehensive audit plans for wealth management and trust operations. + Conduct risk assessments to prioritize high- risk areas for review. + ... procedures, and regulatory requirements + Identify and assess risks specific to wealth management and trust services, including fiduciary risk , investment … more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... and technology adoption + Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- …to senior stakeholders and /or other team members. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- …for driving new introductions and client conversion from the Banking division to the Wealth division and from the Wealth division to the Banking division with ... on NAM region + Responsible for the partnership between Banking and Wealth Investment Solutions to optimize retail participation in Direct Private Investment… more
- US Bank (New York, NY)
- …and managing the Bank's broker-dealer subsidiaries in areas such as strategy, risk management, compliance, operations, finance, employee relations, and regulator ... an excellent "client experience" and maintaining a culture of impeccable conduct , risk management, integrity, and client orientation Key Skills/Requirements:… more
- Citigroup (Bronxville, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- **Job Description:** The Wealth Business Management Lead is responsible for overseeing operational readiness and governance for the digital investments business, ... audits, and financials related to critical and complex wealth initiatives. The role requires a deep understanding of...role involves frequent internal negotiation at senior levels across Risk , Legal, Control and Service, and at times, managing… more