- Morgan Stanley (Purchase, NY)
- …other Morgan Stanley sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * KYC Quality Control Reporting * **Location:** *New ... Stanley. *Role Description:* | Responsible for producing data, metrics and reporting for the KYC office quality program for internal stakeholders and… more
- SMBC (Jersey City, NJ)
- …and standards that impact a global financial services firm such as KYC /client risk rating, transaction monitoring, suspicious activity reporting , client ... employees. **Role Description** Within the Financial Crimes Compliance (FCC) Unit, Quality Assurance (QA) Testing Team is responsible for assessing compliance with… more
- JPMorgan Chase (New York, NY)
- …key milestones of the deal lifecycle, assist in audit/regulatory reviews, and resolve control issues while reporting . Additionally, you will engage in meetings ... queries + Partner with coverage and product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in...data + Ability to perform analysis to assess the quality and meaning of data + Preparing reports stating… more
- SMBC (Jersey City, NJ)
- …and standards that impact a global financial services firm such as KYC /client risk rating, transaction monitoring, suspicious activity reporting , client ... employees. **Role Description** Within the Financial Crimes Compliance (FCC) Unit, Quality Assurance (QA) Testing Team is responsible for assessing compliance with… more
- NBC Universal (New York, NY)
- …+ Programming skills, able to automate, streamline, and enhance risk analysis and reporting processes. + Knowledge of KYC Compliance process, credit rating, ... including, risk identification, risk measurement and assessment, risk mitigation, risk reporting and monitoring, and risk governance. The NBCU properties the Risk… more
- KPMG (Stamford, CT)
- …Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of Foreign Assets Control (OFAC)/sanctions) matters across all three lines of defense; help Financial ... utilize advanced analytical tools and methodologies to enhance the detection and reporting of financial crimes; support clients with technical risk and control… more
- Mizuho Corporate Bank (New York, NY)
- …liquidity, compliance, conduct, financial crime, technology, credit risk, market risk, regulatory reporting , know your customer ( KYC ) and client onboarding are ... audit program including leading the timely execution of audit planning, fieldwork, reporting and other administrative and management tasks pertaining to e quity,… more
- Citigroup (Queens, NY)
- …regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. This role my also be ... with the unit's policies and procedures. + Carry out SAR Reporting Officer responsibilities by Reviewing/Approving Suspicious Activity Reports (SARs) drafted by… more
- Scotiabank (New York, NY)
- …day-to-day operations by partnering with GTB and key support and control functions + Onboard/offboard employees - seating plan, equipment needs, coordination, ... of ad-hoc requests from internal and external stakeholders + Contribute to reporting and expense management, partnering closely with Finance + Own and execute… more
- Citigroup (New York, NY)
- …expectations. + Actively supports a Private Banker in delivering consistently high- quality banking, credit, trust, fiduciary, capital markets and investment services ... fraudulent transactions. + Take ownership of client investigations (eg, statement reporting issues and pricing inquiries) and collaborate with operational and middle… more