- Citigroup (New York, NY)
- Serves as a Senior Regulatory Engagement Manager for Citi's Services businesses, responsible for the promotion, support, monitoring, reporting and leadership on ... on how to best engage with the regulators as well as insight into Services products. + Providing regular updates to management (including preparing business… more
- Citigroup (New York, NY)
- The Core Accounts Controls & Regulatory Management (CRM) Manager, SVP reports to the Core Accounts Global CRM Head. This role will lead the implementation of ... appropriate preparation, pre-review assessments and post-review remediation. + Support and management of expanding regulatory and execution/ implementation of… more
- Citigroup (New York, NY)
- …confidentiality. **Qualifications:** + 10+ years of relevant experience in financial services , regulatory engagement or consulting. + Excellent writing, editing, ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...+ Reporting project outcomes and/or risks to the appropriate management channels as needed-escalating issues as necessary based on… more
- Citigroup (New York, NY)
- …Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full time **Primary ... for the banking sector. The team has been established within Independent Risk Management charged with building out second line Climate Risk management … more
- The Cigna Group (New York, NY)
- …of businesses that serve millions of global customers across various health plans and services . The SVP , Chief Counsel will report to the Chief Legal Officer ... legal advice to senior leadership on enterprise-wide growth strategies, legal and regulatory issues, risks, and opportunities. + Oversee and manage Cigna Healthcare… more
- Citigroup (New York, NY)
- …and these tasks may include managing internal & external audits, or addressing regulatory issues. The Business Manager, SVP - Markets Capital Taskforce is ... working with multiple lines of defense. + Familiarity with regulatory reporting a plus. + Project Management ...plus. **Qualifications:** + 10+ years of experience in financial services . + Experience working in global and complex settings… more
- Citigroup (Jersey City, NJ)
- …Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where ... Citi has a significant growth program to continue to build out its capabilities and services ; and Syndicates where we support both FI and EQ new issues and IPOs.… more
- Citigroup (Jersey City, NJ)
- … regulatory developments across senior CitiDirect and CitiConnect product management teams, including cross-border impact. + Advising ICRM and CitiDirect and ... CitiConnect product management and personnel on regulatory and compliance...compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm,… more
- Citigroup (New York, NY)
- Citi Treasury and Trade Solutions (TTS) is a leading provider of cash management and trade finance/ services to corporate, public sector and financial ... (all data needed to enable client products, make business decisions, fulfil regulatory /legal needs, key analytics for product decisions and insights, as well as… more
- Citigroup (New York, NY)
- The Prime Services Product Development team is part of the Global Equities division. Product Development is the business process to actively manage products ... focused on enhancing data governance, documentation and quality controls, in Prime Services , with a special focus on Futures and Cleared Derivatives products and… more
- Citigroup (New York, NY)
- …Compliance advice relating to the Research, Marketing, and Content products and services and the associated regulatory rules/laws and interpretation on internal ... function/business/product, including cross-border impact. + Advising ICRM and function/business/product management and personnel on regulatory and compliance… more
- Citigroup (New York, NY)
- …over technical strategy. Primarily affects a sub-function. Responsible for handling staff management issues, including resource management and allocation of work ... proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all time +… more
- Citigroup (Jersey City, NJ)
- …experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee Compliance team responsible for the… more
- Citigroup (New York, NY)
- …in this position will bring leadership and cohesiveness to Citi FX Legal's global management of legal and regulatory risks on FX Platforms. The FX Platforms ... the business for on-going inventorying, monitoring, managing, and mitigating of legal and regulatory risks presented by existing and new FX Platforms; + Working in… more
- Citigroup (Queens, NY)
- …**Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... a strategic professional who works to verify Citi's conformance to regulatory requirements, through establishment of testing strategy and execution, stakeholder… more
- Citigroup (New York, NY)
- …(ii) delivering risk information and analysis to help risk managers and senior management navigate complex risks and regulatory landscape, (iii) providing deep ... is responsible for oversight of DART governance, control effectiveness, issue management and remediation, Internal Audit and regulatory engagement, budget… more
- Raymond James Financial, Inc. (New York, NY)
- …accuracy and effectiveness of risk information. * Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk Officer of...controls and segregation of duties. * Relevant risk based regulatory schemes including Basel I and Basel II and… more
- Citigroup (New York, NY)
- …and value across T&BE organization and oversees Controls, Analytics and Decision Management , Quality Assurance, Regulatory Management , Data and ... client and partner experience to deliver excellence through secure, reliable and controlled services , focused on making Citi a simpler bank that is easier to work… more
- Citigroup (New York, NY)
- …across our industry. **Team Overview:** The **Markets Operations COO Controls and Regulatory Management ** function is comprised of: + Deeply embedded Control ... support an extensive range of Capital Markets products and services including: + Fixed Income (FX, Rates, Credit, Muni,...a Client Relationship Group dedicated to overseeing the group service performance and strategic partnership for our top tier… more
- Citigroup (New York, NY)
- …& Deal Final Settlement; Front to Back Controls and Deal related Regulatory Filings and exception management . **Organizational Oversight:** This remit spans ... Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Cash and Derivatives) where Citi… more