- Deloitte (Stamford, CT)
- Deloitte Risk & Financial Advisory ...SOC 2, and SOC 3 reports, ensuring all third-party services meet the required principles and standards + Oversee ... challenges and opportunities into long-term competitive advantages? As a Risk & Financial Advisory Intern,...of our professionals, combined with our specialized products and services , help clients learn how to embrace complexity and… more
- Deloitte (Stamford, CT)
- …Business Management, Economics, or related field + 4+ years of experience working in the financial services or consulting industry related to one or more of the ... with reporting technology and tools such as Axiom + Direct working experience at a financial services regulator (eg, OCC, FRB) + Working experience in the areas… more
- NatWest Markets (Stamford, CT)
- …a Swap Dealer on Dodd-Frank (Title VII) rules and regulations or experience as a financial services regulator (eg CFTC, NFA, etc.) + Understanding of regulatory ... Swap Dealer Advisory , VP Stamford,United States Permanent Full Time \#R-00244527...issuespertaining tothe Swap Dealer. **Experience** : + Experience withRates andFXproducts/ services within capital markets and banking as well as… more
- Deloitte (Jericho, NY)
- …functional experts on platform automation and integration with our security domain leaders across Risk & Financial Advisory , Deloitte can provide a full ... the client's environment (eg upgrades, access help desk) to full- service use case development and dashboards As a ServiceNow...beyond Cyber Risk . Learn more about Deloitte Advisory 's Cyber Risk Services practice.… more
- Morgan Stanley (Purchase, NY)
- …mitigate risks associated with financial crimes in digital environments. . * Advisory Services * o Provide expert guidance to business units, technology ... Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory...learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within… more
- Morgan Stanley (Purchase, NY)
- …Asset Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory , financial ... Morgan Stanley is a global financial services firm that conducts its...learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within… more
- Morgan Stanley (Purchase, NY)
- …businesses and institutions covering: financial advisor-led brokerage and investment advisory services ; self-directed brokerage services ; financial ... Risk Assessments) and ensuring performance and execution of services within the service level agreements (SLAs)...level agreements. * 3 years of relevant experience in financial services industry, preferably in risk… more
- Morgan Stanley (Purchase, NY)
- …businesses and institutions covering: financial advisor-led brokerage and investment advisory services ; self-directed brokerage services ; financial ... remediation, and operational readiness. *Required Experience:* *10 years of professional risk management experience in financial services industry;… more
- Morgan Stanley (Purchase, NY)
- … policies, procedures, and practices * . Demonstrate an understanding of the financial services industry, investment advisory products etc. Expected base ... businesses, and institutions. These services include brokerage and investment advisory , financial and wealth planning, credit and lending, cash management,… more
- Morgan Stanley (Purchase, NY)
- …Asset Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory , financial ... Morgan Stanley is a global financial services firm that conducts its...Risk and Control assessments (RCSAs) under the firm-wide Non- Financial Risk Assessment (NFRA) program * Lead… more
- Morgan Stanley (Purchase, NY)
- …Asset Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory , financial ... Morgan Stanley is a global financial services firm that conducts its...and grow. *Department Profile:* The WM and US Banks Financial Crimes Risk Team is embedded within… more
- Morgan Stanley (Purchase, NY)
- …preserve and manage wealth. These services include brokerage and investment advisory , financial and wealth planning, credit and lending, cash management, ... annuities and insurance, retirement, and trust. *Business Risk Management* The Business Risk Management team...Security controls * . Demonstrate an understanding of the financial services industry, Investment products and … more
- Deloitte (Stamford, CT)
- Are you a senior tax professional who wants to specialize in Financial Services and Insurance? Do phrases like "accounting for income taxes," "tax structuring," ... industry sector clients. Responsibilities will include: + Provide tax advisory services to clients in the insurance...range from tax planning to tax compliance, controversy and risk management, specialized services including research and… more
- Morgan Stanley (Purchase, NY)
- …Asset Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory , financial ... Morgan Stanley is a global financial services firm that conducts its...grow. The WM, US Banks and Investment Management ("IM") Financial Crimes Risk Team is embedded within… more
- Bank of America (Westport, CT)
- …and services . * Has at least one year experience working in the financial service industry and/or a sales environment where goals were met or exceeded. ... client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and...* At least three years' experience working in the financial service industry and/or a sales environment… more
- Deloitte (Stamford, CT)
- …Business Tax Services practice! What You'll Do As a Tax Senior within the Financial Services arm of our Business Tax Services group, you will provide ... services to clients in the banking and financial services industries. You will work directly...range from tax planning to tax compliance, controversy and risk management, specialized services including research and… more
- Deloitte (Stamford, CT)
- …Business Tax Services practice! What You'll Do As a Tax Manager within the Financial Services arm of our Business Tax Services group, you will provide ... services to a clients in the banking and financial services industries. You will work directly...range from tax planning to tax compliance, controversy and risk management, specialized services including research and… more
- Bank of America (Port Jefferson Station, NY)
- …to work weekends and/or extended hours as needed. Desired Qualifications: * Experience in financial services and knowledge of financial services ... and life priorities and connecting clients to solutions that meet the financial goals. Responsibilities: * Executes the bank's risk culture and strives… more
- Deloitte (Stamford, CT)
- …tax transparency for the financial industry. Responsibilities will include: + Providing advisory services to financial institutions on the areas of ... tax regimes contributing to global tax transparency? Would you like to understand financial services and products across an array of industries (banking, asset… more
- Deloitte (Stamford, CT)
- …tax transparency for the financial industry. Responsibilities will include: + Providing advisory services to financial institutions on the areas of ... tax regimes contributing to global tax transparency? Would you like to understand financial services and products across an array of industries (banking, asset… more