- Morgan Stanley (Purchase, NY)
- …* * *Responsibilities Include* The primary responsibilities for the Employee Conduct Risk & Wealth Management Administration Business Control Unit ... Stanley sponsored benefit programs. **Job:** ** Wealth Management* **Title:** * Employee Conduct Risk & Wealth Management Administration Business… more
- Citigroup (Huntington, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (Cos Cob, CT)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Morgan Stanley (Purchase, NY)
- …as well as the design of metrics, processes, and controls to identify and supervise conduct risk analysis of field service roles. The role will work closely with ... firm providing a wide range of investment banking, securities, investment management and wealth management services. The Field Service team is part of the WM Client… more
- Tompkins Community Bank (Mount Kisco, NY)
- …- meet regularly with fund managers and research analytics of fund performance, risk -based measures, and attribution reporting. + Stay abreast of current news and ... understanding of the macroeconomic environment and the impact on portfolio risk exposures. + Have in-depth knowledge of portfolio construction, asset allocation,… more
- TD Bank (Fairfield, CT)
- …industry Code of Conduct + Works alongside other business lines including Wealth and Business Banking to stay abreast of emerging trends in the market, support ... Leads, coaches and motivates the Store team to deliver a legendary Employee and Customer Experience while achieving shareholder value through solutions and… more
- Citigroup (Plainview, NY)
- …banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides home lending services via ... about the customer's financial situation, financial and personal goals, tolerance for risk and change, plans for the future, income, assets, debts, cash flow,… more
- JPMorgan Chase (Hauppauge, NY)
- …and providing financial advice with a focus on client experience and risk management. **Job Responsibilities** + Acquire, manage, and retain a portfolio of ... of their businesses + Use knowledge of business, finance, banking, credit, and risk management to identify, recommend, and promote solutions that best serve the… more
- Morgan Stanley (Greenwich, CT)
- …all pre-approvals, event logistics/planning and accounting for meetings including employee , management, Councils, National Sales partners, external wholesalers, and ... HR systems (I-9 processing, New Hire onboarding, internal transfers and employee termination paperwork) * Proactively participate in firm initiatives directed by… more
- JPMorgan Chase (Greenwich, CT)
- …and conduct new and existing business by adhering to risk /control expectations, procedures, and processes + Leverages and understands the generated Branch ... of today and the future through collaboration with our partners in Chase Wealth Management, Business Banking, and Home Lending to provide a seamless experience for… more
- Morgan Stanley (Melville, NY)
- …(including Complex Manager, Complex Business Service Officer, Senior Complex Risk Officer and Associate Complex Manager). Responsibilities include assisting Complex ... HR systems (I-9 processing, New Hire onboarding, internal transfers and employee termination paperwork) * Proactively participate in firm initiatives directed by… more
- HUB International (Ridgefield, CT)
- …a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. Becoming a ... in the agency management system. + May handle collections of premiums due. + Conduct business in a manner that demonstrates an understanding of both the business and… more
- HUB International (Melville, NY)
- …a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. With over ... jurisdictions. **Duties And Responsibilities** + Basic insurance coverage analysis + Conduct the necessary investigation, either by phone, or through independent… more