- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- Morgan Stanley (Purchase, NY)
- …**Job:** **Wealth Management* **Title:** *Wealth Management, Alternative Investment Due Diligence Analyst - Vice President * **Location:** *New York-Purchase* ... for portfolios. *Position Summary**__* The GIMA Alternative Investment Due Diligence Analyst - Alternative Investments will perform investment due diligence on… more
- Bank of America (New York, NY)
- Assistant Vice President ; Sr Data Analyst New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... traded products transactions across multiple platforms to validate data leveraged in regulatory reporting. + Partner with other departments to ensure data accuracy… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. Senior Quantitative Analyst , Vice President This position will report to the (Americas) ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Morgan Stanley (Purchase, NY)
- …**Job:** **Wealth Management* **Title:** *Wealth Management, Due Diligence Private Equity Analyst - Vice President * **Location:** *New York-Purchase* ... idea sharing, learning, and back-up. * Remain abreast of industry trends, regulatory matters, and market events impacting funds, managers, clients, and the industry.… more
- MUFG (Jersey City, NJ)
- …team will provide more details. **Job Summary** MUFG is looking for a skilled Vice President with extensive banking and program management experience to support ... including enhancements, business continuity management and oversight, audit and regulatory responses and ongoing monitoring and management of documentation of… more
- JPMorgan Chase (New York, NY)
- …The opportunity is to join the situational research team as a senior VP-level desk analyst reporting to the Head of Research. The business is seeking a US (New York) ... based VP-level analyst with experience in financial valuation and credit analysis....procedures as well as with all applicable legal and regulatory requirements **Required qualifications, capabilities and skills** + 5+… more
- MUFG (Jersey City, NJ)
- …hands-on analyst . + Background in managing CyberSecurity, Information risk, regulatory compliance and other governance processes for HCM applications and process ... years' experience in IT, Software Engineering as HRIS/Workday/HCM or Technology Systems Analyst . + Minimum 3 years supporting HCM Technology, preferably Workday HCM,… more
- MUFG (New York, NY)
- …technology and business stakeholders on a frequent basis. As a Sr. Business Systems Analyst , the ideal candidate will be needed to assist in development efforts for ... experience in the banking or finance industries preferred + Understanding of regulatory environment and compliance concerns preferred + Experience with focus on risk… more
- TD Bank (New York, NY)
- …innovation and teamwork and ensure timely communication of issues/ points of interest ** Regulatory and TD policy requirements** + You must act with integrity and due ... you are fully aware of Internal TD Policy and Regulatory Requirements and adhere to them. + You must...+ Works independently as the senior or lead system analyst and coaches / guides members within area of… more
- MUFG (Jersey City, NJ)
- …interactive and context sensitive User documentation and instructions. **As a Business Analyst , you should demonstrate the following experience and work on:** + Work ... Access Controls, Accounts Inventories with Ownership and LCM, Regional Regulatory & Approval requirements (Access Controls implementation experience is preferred)… more
- Citigroup (New York, NY)
- The Data Governance Foundation Lead Analyst is responsible for contributing to the directional strategy and assisting in creation and modification of Enterprise Data ... and compliance, data controls framework performance and issue management process, and regulatory and audit response and action tracking. This role requires someone… more
- MUFG (Jersey City, NJ)
- …Our team is seeking an experienced and dynamic individual to join as Assistant Vice President , Software Engineer for Regulatory Reporting team, to support ... recruitment team will provide more details. **Job Summary** The Regulatory Reporting Technology is critical function that supports the...individual works as both a Software Engineer and Data Analyst for Financial Products. This Role needs to work… more
- Morgan Stanley (New York, NY)
- _Morgan Stanley & Co., LLCseeks an Vice President , Research__in New York, New York_ Monitor day to day risk controls related to the franchise, regulatory and ... of experience in the position offered or five (5) years as a Compliance Vice President , Compliance Director, Compliance Manager, or related occupation in the… more
- MUFG (New York, NY)
- …day. A member of our recruitment team will provide more details. **Job Summary:** As Vice President , you'll be required to lead all Early Career Programs for the ... of our learning and development programs from intern through vice president . This individual will work closely...early and mid-careers development activities including the MUFG Summer Analyst program, MUFG Analyst program, the regional… more
- BlackRock (New York, NY)
- …to a sector team head on the BIS team. **Key responsibilities at the Vice President level include:** + Demonstrating expertise on sector dynamics, including key ... that have impact on BIS principles. + Working with lead sector analyst (s) to implement BIS' corporate governance policies. + Supporting data gathering, benchmarking,… more
- Citigroup (New York, NY)
- …with new cutting edge analysis on wholesale credit. In this role, the Portfolio Analyst will be responsible for coordinating with the various pillars in PM, eg Early ... practices and conforms to all internal credit procedures/policies, and all related regulatory expectations + Continuous engagement across ICM and with businesses and… more
- Citigroup (New York, NY)
- …Independent Risk (2nd Line of Defense), Finance and Technology to manage regulatory capital related deliverables for SP + Work with Quantitative Analytics, ... the business **Qualifications:** + 3-5 year of Market risk / trading analyst experience in Mortgage Backed/Asset Backed products, with good understanding of the… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Business Analyst is a part of the Cash Management group within Corporate Banking. This ... Experience working in an environment where adherence to banking compliance and regulatory standards is essential. Adaptability to work in a fast-paced environment… more
- Mizuho Corporate Bank (New York, NY)
- …and Reporting + Industry Research Summary Credit Risk Management is seeking an analyst candidate to support its Industry Research function and risk management of ... of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that… more