- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Senior Analyst will be a member of the Legal, … more
- SMBC (New York, NY)
- **Role Description** Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance ... **Qualifications and Skills** + +2 years of experience in regulatory compliance + Analytical thinking, attention to details, effective communication, technology… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the ... Monitoring which will align successfully in the organization. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $65-70/HR W2 **What's… more
- NBC Universal (New York, NY)
- …and improve compliance with regulatory and policy requirements.The Compliance Monitoring Analyst will be responsible for defining, analyzing & ... today's highly complex multi-platform & fragmented media landscape. The Compliance Monitoring Analyst role is a full-time...& fragmented media landscape. The Compliance Monitoring Analyst role is a full-time position in NBCUniversal's DLS… more
- ACLD (Bethpage, NY)
- Regulatory Affairs Senior Analyst When a...we support. Primary Purpose of Job Assess and support regulatory compliance and the quality of service ... guidance of the Director to correct worksites that are not in compliance with applicable regulatory requirements. * Act as a resource for all management staff… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Analyst - Regulatory Management and Remediation Office. This will involve: ... for this role. **Job Description:** The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
- Diageo (Stamford, CT)
- **Job Description :** **Job Title:** Regulatory Analyst **About U** **s:** With over 200 brands sold in nearly 180 countries, we're the world's leading premium ... products. **Role Responsibilities** **:** + This role is responsible for the regulatory compliance of liquid and packaging for 3 core brands and an additional… more
- Citigroup (New York, NY)
- …progress, while defining and implementing best practices. **About the Role** The Finance Regulatory Engagement & Oversight Analyst is a seasoned professional who ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Queens, NY)
- …Team within the Controller's Organization. The role is an integral part of the Regulatory Compliance function and will report directly to the Regulatory ... Regulatory and Capital Reporting - Business Execution Lead Analyst role is part of the Global Regulatory...and serving as the GRCR account business officer for compliance . + Partner with key stakeholders and Technology to… more
- Lincoln Financial Group (White Plains, NY)
- …for this opportunity. **Requisition #:** 73997 **General Purpose of Job** As a regulatory GAAP and Statutory Investment Reporting Analyst , you will be ... Role at a Glance** We are excited to bring on an Investment Accounting Analyst to support the Investment Accounting and Reporting Team at Lincoln Financial Group.… more
- Mizuho Corporate Bank (New York, NY)
- … Reporting, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess knowledge ... Summary The Liquidity Regulatory Reporting is a team responsible for the...of financial regulations, and a proven track record in regulatory reporting. Additionally, the candidate will play a crucial… more
- American Express (New York, NY)
- …Engine). * Participating in senior leadership progress updates. * Ensuring report compliance with Federal Reserve and other regulatory reporting requirements, ... roles to grow your career. Find your place in finance on #TeamAmex. The Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance… more
- CIBC (New York, NY)
- …(https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The US Capital Markets Compliance Analyst is responsible for performing important surveillance ... functions to support CIBC's US Compliance program. The Compliance Analyst ...Relationships, Ensure Compliance , Finance, Hiring, Management Reporting, Regulatory Compliance Management, Regulatory Reporting,… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- Veterans Affairs, Veterans Health Administration (Bronx, NY)
- …Medical Center in the Bronx, NY. The Health System Specialist serves as the Integrity Compliance Specialist/ Analyst for the OIC under the ICO who reports to the ... Compliance Program Management: The Health System Specialist functioning as Compliance Specialist/ Analyst is responsible for completing programmatic auditing… more
- Oura (New York, NY)
- …- both in and out of the office. We are looking for a highly motivated IT Compliance Analyst to join our IT Operations team. This role is critical for supporting ... SOC2, HIPAA, HITRUST, and DoD frameworks. As an IT Compliance Analyst , you will play a hands-on...and procedures, ensuring alignment with industry best practices and regulatory requirements. + Audit & Compliance Management:… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team responsible ... of compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing… more
- City of New York (New York, NY)
- …recruiting for (1) one Associate Staff Analyst to function as a Compliance Analyst , who will: - Conduct professional organizational research to promote ... Job Description PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. The DSS… more
- ManpowerGroup (New York, NY)
- …or business analysis. + Proven experience with risk rating frameworks and regulatory compliance processes. + Hands-on expertise with PowerPoint, Excel (including ... leader in the financial services industry, is seeking a Compliance Business Analyst to join their team....update risk ratings based on evolving business factors or regulatory changes. + Ensure accuracy and consistency in risk… more
- MTA (New York, NY)
- Senior Cybersecurity Governance, Risk and Compliance Analyst Job ID: 9999 Business Unit: MTA Headquarters Location: New York, NY, United States ... Posted: Jan 15, 2025 Description JOB TITLE: Senior Cybersecurity Governance, Risk and Compliance Analyst SALARY RANGE: $123,053 - $145,243 HAY POINTS: 551… more