- Meta (New York, NY)
- …products and services spanning multiple business and product lines. **Required Skills:** Sanctions Compliance Officer Responsibilities: 1. Assess the ... **Summary:** This role will support a global sanctions compliance program for a leading social media and fintech company with a wide range suite of… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Within the Financial Crimes Compliance , ("FCC"), the Sanctions Compliance Team ("SCT") is ... in the absence of the Team Lead and ensure compliance of all transaction examination activities in accordance with...and deadlines. + Ensures completion of requests from BSA Officer in relation to conditional approvals or other requirements.… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department ... and highlight areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful candidate will develop… more
- Morgan Stanley (New York, NY)
- …sponsored benefit programs. **Job:** ** Compliance * **Title:** *Equity Sales & Compliance Officer * **Location:** *New York-New York* **Requisition ID:** ... is an important part of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our business units. They might… more
- Citigroup (New York, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- S&P Global (New York, NY)
- … compliance work, such as Securities Disclosure and Global Financial Crimes Compliance including Sanctions . + Partner with other functional areas (Legal, ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more
- JPMorgan Chase (Jersey City, NJ)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Officer - Senior Associate on the Consumer and Community Banking ... initiatives within the context of the firm's global compliance mandate + Conduct an AML and/or Sanctions assessment on a monthly basis of the NBIA's submitted… more
- Ankura (New York, NY)
- …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... monitoring and watchlist systems; + Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions , etc. including… more
- CIBC (New York, NY)
- …CIBC and Line of Business policies, standards, guidelines and controls. + As a Compliance Officer , this job is accountable for reviewing the work of others ... Ensure Compliance , Finance, Hiring, Management Reporting, Regulatory Compliance Management, Regulatory Reporting, Sanctions Screening, Suspicious Activity… more
- Cushman & Wakefield (New York, NY)
- …experience is required. This position reports to the Chief Ethics & Compliance Officer . **Job Description** **Responsibilities:** + Responsible for overseeing ... **Job Title** Director | Americas Compliance **Job Description Summary** The Americas Regional ...the business to ensure timely and accurate due diligence/economic sanctions /KYC screening of third parties. + Executes on additional… more
- SMBC (Jersey City, NJ)
- …the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA/AML Compliance Officer and senior management review + Develop and manage robust ... benefits to its employees. **Role Description** Reporting to the Director of Compliance Program Management, the Compliance Program Management Associate assists… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. Requirements: + Data Oversight & ... Global Transaction Banking strategies and objectives, in adherence to US AML and Sanctions regulations, and Scotiabank AML and Sanctions Policy requirements. The… more
- City of New York (New York, NY)
- …documentation, notify other agencies of project completion. Recommend cases for in- compliance closeout, warnings, sanctions , or other corrective actions. Prepare ... organizational groups: Contract Management, Special Projects, Contract Administration, Contract Compliance and Opportunities, Administrative Services, Purchasing Management, Payments and… more
- Citigroup (Jersey City, NJ)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help management… more
- Outreach Development Corporation (Brentwood, NY)
- …Compliance Plan and systems of accountability. * Insure communication through the compliance officer and/or the supervisory structure of any violation of non- ... access to transitional support services and clients dealing with sanctions , barriers to employment and self-sufficiency. * Facilitation of...compliance with the agency's Medicaid compliance plan… more
- Adelphi University (Garden City, NY)
- …through purposeful social, educational and experiential engagement. SALARY INFORMATION: In compliance with New York's Pay Transparency Act, the annual base salary ... Participate in departmental emergency on-call rotation. + Serve as conduct officer in minor disciplinary incidents. This may include conducting administrative… more
- JPMorgan Chase (New York, NY)
- …Partner with coverage and product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product specific KYC and AML ... during transaction execution + Conduct analysis and dispositioning of Sanctions , Anti-Corruption, Environmental and Social risks on clients and transactions… more
- JPMorgan Chase (New York, NY)
- …Partner with coverage and product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product specific KYC and AML ... during transaction execution + Conduct analysis and dispositioning of Sanctions , Anti-Corruption, Environmental and Social risks on clients and transactions… more