- US Bank (Charlotte, NC)
- …investment advisory, institutional capital markets and investment service activities within Compliance Quality Assurance. Assess assigned business line 's ... candidate will perform the following essential functions: + Conduct compliance testing of the business line 's brokerage,...figures based on the primary location, which is listed first . The actual range for the role may differ… more
- US Bank (Charlotte, NC)
- …from Day One. **Job Description** Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, and other RCA Managers ... effective risk management framework. Lead projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
- US Bank (Charlotte, NC)
- …laws and regulations. + Partners and maintains relationship with their assigned Line of Business, Legal, and other Risk/ Compliance /Audit professionals. + ... excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance risk... risk oversight and credible challenge from the second line of defense. This role is designed to support… more
- US Bank (Charlotte, NC)
- …Rule covered activities primarily within the Corporate & Commercial Banking (CCB) business line . Assess the business line 's compliance with CFTC, FINRA, ... what you excel at-all from Day One. **Job Description** Conduct regulatory compliance testing of capital markets, swap dealer, Municipal Securities Rulemaking Board… more
- US Bank (Charlotte, NC)
- …excel at-all from Day One. **Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers ... risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** Governmental Interactions Compliance (GIC) is part of US Bank's Risk Management & Compliance ... and maintain records of political activity. Multiple elements of a compliance program** - Considerable knowledge of applicable laws, regulations, financial services,… more
- Truist (Charlotte, NC)
- …**Regular or Temporary:** Regular **Language Fluency:** English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job ... work remote. Accountable for managing a business critical processes across a line of business or corporate function. This includes overseeing critical data elements… more
- US Bank (Charlotte, NC)
- …for the Risk Assessment Specialist in RRM is to oversee and provide guidance to first line of defense risk partners in assuring the third-party vendors that are ... from Day One. **Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals,...figures based on the primary location, which is listed first . The actual range for the role may differ… more
- Truist (Charlotte, NC)
- …term strategic goals for Fraud and Transaction Services. 4. Responsible for first line monitoring and mitigating operational, systemic, regulatory and ... **Regular or Temporary:** Regular **Language Fluency:** English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job… more
- US Bank (Charlotte, NC)
- …owners, Project team participants, Business Leaders, Alliance Partners, RCA Consultant/Managers in first and second line to ensure risks are properly identified ... Support Team:_** + Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, and...figures based on the primary location, which is listed first . The actual range for the role may differ… more
- US Bank (Charlotte, NC)
- …valued business partner, trusted advisor and key contact for model risk partners in first and second line ; exercise credible challenge and drive desired results. ... role is responsible for identifying gaps in model risk management policy compliance with regulatory and Bank policy changes. Additionally, this role will administer… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Compliance Quality Assurance (CQA) Lead Analyst is responsible for leading and executing ... compliance related testing activities within the Independent Risk Review...within the Independent Risk Review and Assessment (IRRA) second line organization. Many of the reviews completed in this… more
- US Bank (Charlotte, NC)
- …within Payments CRO partners with Senior to Executive Leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, RCA Managers and other ... risk management framework. Accountable for projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
- US Bank (Charlotte, NC)
- …Management + Metrics Reporting Responsibilities + Lead a cross functional group with the Business Line (BL), First Line Risk, and Second Line Risk ... Indicator Lead is part of the Technology Risk and Compliance Management organization, which is focused on driving proactive...metrics and reporting + Coordinate with the BL and First Line Risk to document commentary for… more
- US Bank (Charlotte, NC)
- …excel at-all from Day One. **Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers ... management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state and local laws and...as appropriate. Serves as a functional liaison between the Line of Business and the Lines of Defense. **The… more
- US Bank (Charlotte, NC)
- …policy changes, new product proposals, and oversees all incoming business line proposal recommendations. The Credit Risk Management Division is responsible for ... + Provides oversight and independent challenge to the business line through review, inquiry and discussion. + Analyzes the...risk and control policies. + Monitors and reports on compliance with risk appetite and policies. + Participates in… more
- US Bank (Charlotte, NC)
- …Skills/Experience - Thorough knowledge of Data Management / Governance and Risk/ Compliance /Audit competencies - Understanding of the business line 's operations, ... assets by providing governance and oversight on critical data and ensuring compliance with regulations. The Enterprise Data Governance (EDG) Senior Lead will support… more
- US Bank (Charlotte, NC)
- …position include: - Providing legal support to CBBO's mortgage foreclosure business line , assisting the business line with strategy, application of applicable ... laws, regulations, and policies - Advising the business line as to associated risk and assisting with management...heightened risk events - Interacting with operations, risk, and compliance partners to ensure compliance with applicable… more
- US Bank (Charlotte, NC)
- …on redlining risk management. Lead projects and/or activities that ensure compliance with applicable laws and regulations including the Equal Credit Opportunity ... experience in redlining risk management.** **Key Responsibilities** + Provide second line of defense oversight and monitoring of the Equal Credit Opportunity… more
- US Bank (Charlotte, NC)
- …This role is critical to helping the company identify and address compliance , financial, operational, strategic and technology risks in technology processes. The ... rationale for adequate coverage + Lead test result discussions with business line management and risk partners related to identified exceptions, criteria used to… more