- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Truist Audit Manager is responsible for providing a leadership role in the ... objective risk-based internal audit assurance and advisory services. The Audit Manager will proactively coach junior team members by providing candid and… more
- Truist (Charlotte, NC)
- …education and related training. + 6 years of relevant experience in internal audit , public accounting, or SOX /Risk compliance + Ability to build consensus ... Proficiency in using Alteryx, SAS, Python. + Working knowledge of US GAAP, SOX and FDICIA reporting requirements. + Manager /supervisor experience. + Prior… more
- Truist (Charlotte, NC)
- …in-scope IT processes, applications and infrastructure etc. for annual Sarbanes-Oxley ( SOX ) testing Responsible for providing guidance on SOX requirements ... testing and issue management and other aspects of the SOX framework to keep pace with changes in the...vendor SOC1 reports. + Provide oversight as risk and audit teams perform assessments to evaluate controls, security, SOD,… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services Audit Project Manager is primarily responsible for ... engagements with minimal supervision from managers; however, there are no direct reports. The Audit Project Manager is expected to monitor progress of audit … more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** Truist Senior Audit Manager is responsible for providing a leadership role in the ... objective risk-based internal audit assurance and advisory services. The Senior Audit Manager further develops and maintains specialization and expertise in… more
- TD Bank (Charlotte, NC)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...Travel 25% or more **Preferred experience:** CISA certification IT Audit experience, experience with SOX as well.in… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... and/or CFSA + Coached/mentored junior team members + Enterprise audit experience + SOX audit ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Honeywell (Charlotte, NC)
- As a Senior Manager of Internal Controls at Honeywell's Corporate Headquarters, you will play a crucial role in ensuring the effectiveness of our internal control ... overall success of the organization. KEY RESPONSIBILITIES * Lead internal control and SOX initiatives across the global organization as a technical resource on all … more
- Compass Group, North America (Charlotte, NC)
- …+ Previous experience working in Finance Control, Internal Audit , External Audit , Risk Assurance, Controls Assurance or US SOX experience required. + ... Reporting to the VP of Controls, The Internal Controls Manager is an exciting opportunity for a candidate with...Internal Controls framework and ensuring this continues to meet SOX and UK Corporate Governance Code requirements as these… more
- Truist (Charlotte, NC)
- …coordinate risk management activities for the Wholesale Finance by partnering with audit , compliance, and GCO teams to implement and maintain effective risk ... processes, transactions, and products. 4. Partner with and manage relationships across Audit , Governance and Control Office, and Compliance teams to drive completion… more
- Truist (Charlotte, NC)
- …remediation planning providing feedback for successful closure. 2. Participate in audit preparation activities and exam preparation. 3. Participate in key ... risk types focused on assigned areas of focus. 6. Extensive experience in audit skills and testing. 7. Strong knowledge of control testing. 8. Basic understanding… more
- US Bank (Charlotte, NC)
- …excel at-all from Day One. **Job Description** The Technology Policy Manager will support information technology policy ownership, implementation, monitoring and ... management lifecycle including change triggers, ie changes in environment, laws/rules/regs, audit /exam findings for development of new or changes to existing… more
- Bank of America (Charlotte, NC)
- …we support journal entries, account reconciliations, documentation and administration of SOX controls, disclosure requirements, and handle all compliance and ... audit requests. Sr. Financial Analyst will be expected to...global technology infrastructure CTO organization, reporting to the finance manager . **Responsibilities:** + Evaluates Lines of Business (LOB) financial… more
- Honeywell (Charlotte, NC)
- …requests/ new role requirement for deployments. + Manage different SAP internal & external SOX audits and SAP Licensing audit activities. + Strong experience on ... coordinate requirement gathering with xfunctional teams. + Ensure compliance, SOD & audit requirements are captured in security role design. + Manage overall… more
- Truist (Charlotte, NC)
- …Broker Dealer trading activity. + Provide oversight and support for open risk, audit , and regulatory issues. + Primary reviewer of advisor Regulation Best Interest ... of overall transaction and escalate complex matters to Team Lead, manager and/or Regional Sales Management. Review of Electronic Correspondence/Social Media Review… more
- Truist (Charlotte, NC)
- …Vet responses and ensure they are submittedtimely after GCO Manager approval. **Qualifications** **Required Qualifications:** The requirements listed below are ... and/or equivalent education, training and experience. + Strong knowledge of SOX and other industry-related regulatory requirements. + Strong knowledge of operational… more
- The Hartford (Charlotte, NC)
- …compliance with enterprise standards and industry regulations (NYDFS, HIPAA, GDPR, SOx , etc.) by performing periodic threat modelling, while also supporting ongoing ... audit and risk assessment activities This role will have...Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM), AWS Certified Security - Specialty, AWS Certified… more
- BMO Financial Group (Charlotte, NC)
- …of education and experience. + Expert knowledge of risk management, audit , compliance, governance and/or project management is required. + Expert knowledge ... & experience with risk policy frameworks; quality control/testing frameworks. eg SOX 404, COBIT and COSO frameworks. + Experience building and/or maintaining… more