- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to advise, monitor, and challenge the Corporate and Investment Banking (CIB) business group ... + Build and maintain compliance risk expertise applicable to CIB + Lead assessment, identification and mitigation of regulatory compliance risk in technology change… more
- SMBC (Charlotte, NC)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 ... SMBC Group is a top-tier global financial group...New York City, we are an SEC registered Broker dealer that provides financial products and services to global… more