- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... compliance actual and emerging risk scenarios within the Fixed Income Sales & Trading business unit and/or functions....Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales &… more
- Truist (Charlotte, NC)
- …and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Takes a new perspective on existing solutions ... to senior leadership summarizing issues and communicating solutions. + Lead assigned LOBs through annual planning process, including rationalizing corporate… more