- Huntington National Bank (Charlotte, NC)
- …The Regulatory Reporting team currently has an opening for a Regulatory Reporting Senior . This highly visible position will be integral to ... the monthly, quarterly and annual regulatory reporting process. While the initial focus of this position will be on the completion and improvement of the FR… more
- Regions Bank (Charlotte, NC)
- …including Report and Model Ready Data Assets + Significant experience working with senior executives in the use of data, reporting and visualizations to ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Synchrony (Charlotte, NC)
- Job Description: **Role Summary/Purpose:** The VP, Consumer Bank -Deposits Regulatory Reporting and Initiatives will be responsible for leading deposit ... functional teams responsible for executing initiatives around Part 370 Compliance and other regulatory reporting enhancements. This person must be able to handle… more
- Bank of America (Charlotte, NC)
- CFO - Senior Associate - Asset Liability Management Treasury Analytics and Forecasting Charlotte, North Carolina **Job Description:** At Bank of America, we are ... stress scenarios. Responsible for quality assurance and controls around pertinent external regulatory reporting and risk limits. Balance Sheet Management (BSM)… more
- Bank of America (Charlotte, NC)
- …scenarios. Responsible for quality assurance and controls around pertinent external regulatory reporting and risk limits. **Skills:** + Analytical Thinking ... Senior Asset Liability Associate Charlotte, North...Analysis + Financial Forecasting and Modeling + Adaptability + Regulatory Compliance + Reporting + Risk Analytics… more
- Grant Thornton (Charlotte, NC)
- As an Accounting Advisory Senior Associate , you will be responsible for teams that consult with clients on complex accounting transactions. You will help clients ... address their transactional, regulatory , and strategic needs - all with the resources,...and technical skills including proficiency in US GAAP, SEC reporting rules and standards, accounting transactions, or mergers and… more
- Wells Fargo (Charlotte, NC)
- …of quality strategies and execution, develops quality standards in line with regulatory expectations, and improves the quality assurance pass rate across SSO. QA ... of transactions, files, or other items to verify consistent application of regulatory and internal policy requirements and to assess the quality of controls.… more
- EverBank (Charlotte, NC)
- ** Senior Vendor Risk Assessment Manager** The Senior Vendor Risk Assessment Manager oversees a team of vendor risk assessment managers and ensures the effective ... managers, sourcing managers, and third-party vendors to ensure compliance with regulatory requirements and internal policies. **Key Responsibilities and Duties** +… more
- Compass Group, North America (Charlotte, NC)
- …teams to achieve financial and operational goals. 6. Compliance and Reporting : ? Ensure compliance with internal policies, regulatory requirements, ... from the International Facilities Management Association (IFMA). Job Summary The Senior Finance Manager for Facilities and Operations is responsible for overseeing… more
- Bank of America (Charlotte, NC)
- Senior Global Financial Crimes Investigator - Proficiency Coach Tampa, Florida;Plano, Texas; Charlotte, North Carolina; Plano, Texas; Dallas, Texas; Chandler, ... regulators and/or law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and… more
- City National Bank (Charlotte, NC)
- …internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. *The Responsibilities* * Complies fully with all Bank ... and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,...areas where audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager in the development… more
- Bank of America (Charlotte, NC)
- …meetings and Regulatory exams. + Work with a range of senior stakeholders across various functions including the Model Development, Model Validation, Model Risk ... Quantitative Operations Associate II - Sanctions Screening Center of Excellence...products as they relate to the analysis, tracking, and reporting of various risk metrics. This role often possesses… more
- Truist (Charlotte, NC)
- …watchlist management, and amendments/waivers, as well as executing compliance, audit and regulatory guidelines and reviews. The group is also responsible for early ... Specific activities may change from time to time. + Reporting to one of the Group Team Leads, supports... to one of the Group Team Leads, supports senior teammates and deal teams, manages, coordinates, and executes… more
- EverBank (Charlotte, NC)
- …all relevant BSA/AML/CFT and sanctions laws, regulations, and bank polices. This senior leadership role manages a team of highly skilled professionals dedicated to ... strategic solutions that enables EverBank Financial Crimes Compliance (FCC) to remain regulatory compliant and meet tactical growth goals for the Bank. This includes… more
- Insight Global (Charlotte, NC)
- Job Description The Anti-Money Laundering (AML) Investigations Sr . Supervisor will manage various AML processes, which might include suspicious activity ... investigations, currency transaction reporting , global sanctions screening, enhanced due diligence or other...product and general people management for the location. The associate may also lead projects or process improvement teams… more
- Synchrony (Charlotte, NC)
- …+ Proficient in Microsoft applications, including Excel Macros + Strong knowledge of Regulatory requirements for Model Risk (eg SR 11-7/OCC 2011-12) with proven ... Job Description: **Role Summary/Purpose:** Reporting to the SVP, Model Risk, this role...to support robust model development and deployment. + Facilitate regulatory examinations and internal audits of the modeling process… more
- Bank of America (Charlotte, NC)
- …The Risk Management Executive will be a key leader within the Regulatory Issues Management and Remediation Function, which resides within Global Risk Management. ... Executive will be responsible for quality assurance of a subset of regulatory issues (including Matters Requiring Attention) and will ensure that regulatory… more
- Synchrony (Charlotte, NC)
- …and enhancement of a robust monitoring strategy, data repository, metrics and reporting packages for the Client Permutation Database. This individual will design, ... and 1LOD cross functional business teams. + Streamline and strengthen metric reporting and analytics through increased automation and digitization across all data… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... **Job Description:** At Regions, the Business Unit Risk Liaison partners with senior leaders to strengthen the risk management culture across the business units… more
- Synchrony (Charlotte, NC)
- …+ Analyze and interpret model outputs, providing insights and recommendations to senior management. + Prepare reports and analytics related to market risk metrics ... enhance existing data retrieval processes, and support necessary analytics and reporting deliverables + Support capital stress testing, funding and liquidity… more