- Bank of America (Chicago, IL)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... Join us! **The team** The NFRR EAC has enterprise-wide responsibility for Compliance & Operational Risk (C&OR) coverage of regulatory reporting aligned to and in… more
- Discover (Riverwoods, IL)
- …steps for controls . Tests the operating effectiveness of controls to mitigate risk . + Meets with Control Owners to understand their controls . Request ... **Job Description:** **What You'll Do** Responsible for performing first line of risk defense functions. Works to minimize operational , legal, and compliance… more
- BMO Financial Group (Chicago, IL)
- …plans for Wealth LOBs' in accordance with the Enterprise Compliance Program and Operational Non-Financial Risk Framework - Execute the 1LOD testing program for ... outcomes as required. - Understand Enterprise Compliance Program and Operational Non-Financial Risk methodology. - Design and...to the businesses, 1LOD Compliance Advisory, 2LOD Compliance, 2LOD Risk . - Raise compliance and control related… more
- Discover (Riverwoods, IL)
- …compliance requirements by working with Regulatory Change Management, Compliance advisory and Business Risk and Internal Controls team. You will serve as a ... Regulatory Change Management (RCM), Compliance Advisory (CA) and Business Risk and Internal Controls (BRIC) team +...of management. + Responsible for developing and enhancing the risk and control environment within the businesses.… more
- Discover (Riverwoods, IL)
- …**Job Description:** **What You'll Do** + Responsible for developing and enhancing the risk and control environment within the businesses. Works with minimal ... and risk mitigation. + Assess processes for risk and control effectiveness. Supports control... gaps or enhancements needed to ensure effectiveness of controls . + Supports management in preparing presentations and reports.… more
- Discover (Riverwoods, IL)
- …+ Supports the business with developing requirements for the effective management of operational risk events. + Implements risk program activities to ... supporting the business with the development of and enhancements to their risk and control environment + Actively manages and escalates risk and… more
- CIBC (Chicago, IL)
- …undue risk . JOB PURPOSE You will be a part of CIBC's US Technology Regulatory Controls team performing risk and control assessments on a wide range of ... our Bank by accelerating the shift to digital, strengthening operational resilience, simplifying what we do, improving CIBC's speed...control strength and residual risks of key IT controls , and success execution of risk -based … more
- Discover (Riverwoods, IL)
- …in the Marketing organization. This individual will direct the business compliance and operational risk / control activities within marketing which may include ... risk assessment, controls , procedure documentation, process design, control workflow/systems,...the requirements of company policies and standards related to Risk Reporting, Operational Risk Events,… more
- Discover (Riverwoods, IL)
- …United States on a full-time basis._** Responsible for performing business compliance and operational risk and control activities. Educates and trains the ... accurate library of risks and controls . Performs control design reviews and compliance risk assessments....between Payments Risk and partners such as Operational Risk Management, Internal Audit, Third Party… more
- CIBC (Chicago, IL)
- …of remediation activities. **CROSS-FUNCTIONAL RELATIONSHIPS** + Cultivate relationships with control performers, US Operational Risk Management, ... controls designed to mitigate regulatory compliance and operational process risks. Testing Specialist supports management...for others) in a manner consistent with our strong risk culture. This includes: + Utilizing Control … more
- Discover (Riverwoods, IL)
- …in a timely manner. + Coordinates timely execution of essential HR Business Risk operational processes including, but not limited to, business continuity ... programs to identify, measure, monitor, manage and report key operational , compliance and other risk types within...management. **How You'll Do It** + Monitors somewhat complex risk and control environment and identifies solutions… more
- Discover (Riverwoods, IL)
- … risk and control identification / assessment, firmwide implementation of operational risk processes, and GRC systems of records is essential. Knowledge ... functional knowledge of applicable best practices and regulatory expectations for Operational Risk . Familiarity with the financial services regulatory… more
- BMO Financial Group (Chicago, IL)
- …promote transparency, accuracy, consistency across groups. Applies specialized knowledge of risk management, regulatory compliance and internal controls related ... controls are effective. + Reviews processes and identifies opportunities for risk mitigation through proposing new controls or revising existing controls… more
- Discover (Riverwoods, IL)
- …with procedures and controls related to high legal, compliance and operational risk processes. + Report monthly testing results, trends, remediation, and ... , and complete adds, changes or rewrites of business controls to reduce risk while optimizing business...internal and external audit and ensure business agrees with control risk ratings. + Complete monthly testing… more
- BMO Financial Group (Chicago, IL)
- …category, or as required by the NFRMF + Serves as a leader in the Operational NFR risk oversight team, establishing a solid understanding of internal and ... trade-offs. + Speaks authoritatively with regulatory officials with respect to existing controls , the risk management framework overall, and emerging threats and… more
- Bank of America (Chicago, IL)
- …Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique to economic sanctions. ... The Sanctions Risk Specialist is a function within GES...in the following processes to evaluate and assess FLU/CF controls , sanctions-specific second line functions and controls ,… more
- Bank of America (Chicago, IL)
- …(FLUs) and Control Functions (CFs) to complete compliance, policy, operational /fraud risk management requirements. The Global Financial Crimes Investigations ... executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or… more
- PNC (Chicago, IL)
- …May include the development of analytical methods/models to assess market, credit and/or operational risk of new and existing financial products. + Leverages ... Business Analytics, Credit Risk , Mathematics of Financial Instruments, Operational Risk , Performance Measurement, Predictive Analytics, Pricing Models and… more
- Discover (Riverwoods, IL)
- …evaluation, mitigation and control of operational risks and business controls . + Actively manages and escalates risk and customer-impacting issues within ... for critical processes, identify gaps as they relate to operational and regulatory risk , and defines options...business for projects and initiatives. + Identifies and drives risk - control improvement efforts. Monitors issue resolutions to… more
- Pinkerton (Hoffman Estates, IL)
- Physical Security Specialist Hoffman Estates, IL - United States We are as invested in your career as you are. As you navigate through these uncertain times, know ... for over 170 years. As recognized leaders around the globe in the corporate risk management industry, you can rest assured that joining us now means moving to… more