- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ... and enhancing the SEC compliance infrastructure. **Job Summary:** The ** Chief Compliance Officer ** **for Retirement and Private Wealth** will be… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... Secretary to the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior executive responsible for… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- TD Bank (New York, NY)
- …guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- Pentax Medical (Montvale, NJ)
- …training; global risk management and compliance investigations as directed by the Chief Compliance Officer . Will have direct respon sibility for ... any issues of non- compliance ; and summarize and report same to the Chief Compliance Officer + Conduct and manage compliance investigations regarding… more
- MTA (Jamaica, NY)
- …to request extensions to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to ... as required to alleviate and balance workloads + Special assignments from the Deputy Chief Compliance Officer covering a variety of topics + May need to work… more
- GE Vernova (New York, NY)
- …Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** ... aligned to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …implemented by the bank. + Assists the Director of Compliance and BSA/AML ( Chief Compliance Officer ) with document collection for audits and regulatory ... career as of day one. Position Summary The Senior Compliance Analyst is responsible for supporting and overseeing the...Bank's Risk Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then… more
- Glenmark Pharmaceuticals Inc., USA (Elmwood Park, NJ)
- …(https://apply.hrmdirect.com/resumedirect/ApplyOnline/Apply.aspx?req\_id=3561252&source=3561252-CJB-0) About the Job Assist Chief Compliance Officer ... Senior Manager, Compliance Department: Compliance Location: Elmwood Park, NJ START YOUR APPLICATION… more
- Neuberger Berman (New York, NY)
- …to join the Compliance Team in New York. This person will report into the Chief Compliance Officer - Central Compliance . In this role, the primary ... to contribute to collaborative projects across the firm's global compliance program. **Primary Responsibilities:** + Review and analyze reports generated… more
- Danaher Corporation (New York, NY)
- …to accelerate your development in a high-integrity environment. This position reports to the Chief Compliance Officer and is part of the Legal and ... Danaher Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. The Compliance Manager is responsible for supporting the execution of… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- ADP (Florham Park, NJ)
- …through the compliance platform by associates. + Obtain approval from the Chief Compliance Officer for associate financial accounts and notify financial ... Inspiring Innovation, Each Person Counts, Results-Driven, & Social Responsibility. The Compliance Administrator plays a critical operational and support role within… more
- Camp Venture, Inc. (Nanuet, NY)
- …analysis, ensuring the agency's financial stability and compliance with regulations. The Chief Financial Officer reports to the Chief Executive ... Chief Financial Officer You are here: + Home (https://venturetogetherny.org/) + Job + Chief Financial Officer + Full Time + Nanuet, NY… more
- Meta (New York, NY)
- …connected to our mission. In this particular role, you'll work closely with Michel Protti ( Chief Privacy and Compliance Officer ) and the Risk Org, helping to ... is hiring an Internal Communications Manager to support the Product Risk and Compliance organization. In this role, you will be part of Meta's Organization… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Assistant provides high-level, confidential administrative and executive support to the Chief Financial Officer (CFO). The Executive Assistant manages the… more
- SMBC (Jersey City, NJ)
- …matters. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside...business unit supervisors, compliance officers, Legal and Human Resources. **Role Objectives** +… more
- SMBC (Jersey City, NJ)
- …tracking. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across the Americas Division,… more
- Touro University (Bayonne, NJ)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... This position ensures that the residency/fellowship program operates in compliance with all ACGME institutional and program-level requirements, including those… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... + Oversee and administer all testing services (TEAS, ATB, placement), in compliance with governing regulations. + Oversee the development and implementation of… more