- Raymond James Financial, Inc. (New York, NY)
- …include, but may not be limited to: + **Advisory & Support:** Provide hands-on compliance guidance to Fixed Income Sales & Trading teams. Collaborate closely ... Duties and Responsibilities** As a core member of the Compliance team, you will serve as a subject matter...Middle Office teams. + **Program Oversight:** Manage and enhance compliance processes, policies, and procedures to ensure adherence to… more
- PSEG (Newark, NJ)
- …is not offering visa sponsorship for this position. **Job Summary** The Sr Manager , Cybersecurity Program Management oversees the cybersecurity portfolio, ... categories: 1. Onsite - roles where employees are expected to be onsite daily. 2. Hybrid fixed - roles that are a mix of remote work and onsite work fixed … more
- BlackRock (New York, NY)
- …for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and multi-asset. We deliver world-class service to ... architecture & requirements: lean on various SMEs to connect investment, trading, compliance , and operations workflows to product and technical epics; define feature… more
- Bank of America (New York, NY)
- GFX Sr . Business Financial Control Product Associate (CFO) New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/GFX- Sr -Business-Financial-Control-Product-Associate--CFO-\_25041091-2) **Job Description:** At Bank of America, we are… more
- Neuberger Berman (New York, NY)
- …Account (SMA) Product Manager to support the firm's taxable and tax-exempt fixed income SMA products. This function acts as the "hub" for informing and ... analytical support for client needs. The individual also acts as a business manager for their strategies, liaising with legal, compliance , marketing and other… more
- TD Bank (New York, NY)
- …US Compliance team is looking for an Associate candidate ( Senior Compliance Officer) to join the new Fixed Income Trade Surveillance team. Preferred 3-5 ... area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and...experience + 5-7 Years of related experience working with Fixed Income products in Compliance trade surveillance,… more
- JPMorgan Chase (New York, NY)
- …Assessment, Control Design & Evaluation, Issue Management, and Control Governance. As a Control Manager - NA Rates & Fixed Income Financing (FIF) Trading - Vice ... a team of risk and control experts. As a Rates & FIF Trading Control Manager within the Commercial & Investment Bank, you will oversee and govern the control… more
- Cengage Group (Newark, NJ)
- **Associate Portfolio Manager (APM) - Key Markets** **We believe in the power and joy of learning** At Cengage Group, our employees have a direct impact in helping ... . **What You'll Do Here** As an Associate Portfolio Manager (APM) on the Key Markets Team, you will...Advanced Career Training (ACT) catalogs. This includes supporting two Sr . Product Managers in being responsible for course portfolios… more
- T. Rowe Price (New York, NY)
- …g row and make a difference in ways that matter to you . Role Summary The Sr . Product Manager will own the AI Content Generation roadmap and the delivery across ... we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement… more
- Cherry Bekaert (Jersey City, NJ)
- …technology, or related field. + A CPA, MST, MAcc, LLM or JD is required for Manager , Senior Manager , and Director positions. + Minimum of 5 years' experience ... Qualified Production Property + R&D Tax Incentive Services + Fixed Asset Services + Site Selection Services + State...in federal tax compliance or tax consulting services. + Experience with costing… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more
- Neuberger Berman (New York, NY)
- …Investment Technology team is seeking a technically strong, self-directed Technical Product Manager to build and scale products that serve portfolio managers and ... generation, research management, PM workflows, portfolio construction, performance/attribution, risk, compliance ) and how data flows across them. + Experience with… more
- Neuberger Berman (New York, NY)
- The Associate/ Senior Associate role will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the firm's ... Equity, Fixed Income, Alternatives, and Multi-Asset Class strategies. This role...+ Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk Committee +… more
- MTA (Long Island City, NY)
- …Routinely inspects fixed equipment sites in the MTA Police Service area for compliance with MTA Police requirements. + Provides senior level support in the ... MTAPD Senior Communications Specialist (Radio Communications Technician) Job ID:...Specialist SALARY RANGE: $ 87,045.00 DEPT/DIV: MTA Police SUPERVISOR: Manager of Public Safety Communications Systems LOCATION: 33-01 Northern… more
- Neuberger Berman (New York, NY)
- …looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration information to ensure ... compliance with US regulatory requirements. This role involves supporting...1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
- Scotiabank (New York, NY)
- Senior Analyst, Credit Risk - Corporates - US Risk Management **Requisition ID:** 237849 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious &… more
- Federal Reserve Bank (Newark, NJ)
- …System and its participants. Assist in periodic asset class reviews and investment manager RFP's. + Lead research and development of funding analyses for the ... Possess a strong understanding of investment markets and principles, particularly fixed income and investment strategies relevant to pension actuarial calculations.… more
- PNC (New York, NY)
- …portfolio the candidate will: *Monitor macro-economic and policy developments relevant to fixed -income markets. *Collaborate with other senior PMs and the Chief ... to contribute to the company's success. As the Managing Director, MBS Portfolio Manager within PNC's Asset & Liability Management organization, you will be based in… more
- Neuberger Berman (New York, NY)
- The Senior Associate - Private Wealth Platforms & Experience role will play a pivotal part in enhancing the digital client experience for Neuberger Berman's Private ... recurrence + Collaborate with internal teams, including Marketing, Legal & Compliance , Operations, and Technology, to define, draft, and distribute external client… more
- Neuberger Berman (New York, NY)
- …partner and escalation point for all Investment Teams, including Equities, Fixed Income, Loans, Liquidity, and Multi-Asset strategies across workflows, data, ... updates, partnering closely with Middle Office, Custodians, Brokers, Technology, Compliance , and Risk. Responsibilities Include: + Provide dedicated operational… more