- TD Bank (New York, NY)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as the Manager of Infrastructure Governance, Risk and Controls ! We are seeking a dynamic and experienced Senior Line Manager to lead our ... preparation and execution Governance and Compliance: + Ensure compliance with regulatory requirements, industry standards, and internal policies + Oversee the… more
- JPMorgan Chase (New York, NY)
- … developments impacting the Securities Services business and our clients. As the Regulatory Practice Americas Manager for Securities Services, you will lead the ... a forward-looking inventory, and assess business/client impacts. + Maintain a robust controls framework to mitigate risks associated with regulatory change… more
- JPMorgan Chase (New York, NY)
- …into control requirements for integration into product design. + Financial services experience in controls , or information security, audit, quality ... Controls is a key function within financial ...assets of the firm. As an Executive Director - Control Manager supporting the Data & Analytics (D&A)… more
- Fiserv (Berkeley Heights, NJ)
- …impact on a global scale, come make a difference at Fiserv. **Job Title** Regulatory Compliance Senior Manager **About your role:** The Senior Compliance ... in a way that moves the world. We connect financial institutions, corporations, merchants and consumers to one another...**Experience that would be great to have:** + Certified Regulatory Compliance Manager (CRCM) certification. + Paralegal… more
- JPMorgan Chase (Jersey City, NJ)
- Join JPMorgan as a Control Manager at the Vice President level and be part of a team that ensures strong and consistent controls are observed across the ... the security and success of the firm. As a Control Manager in the Chief Data &...+ Support mapping and gap assessment of current state controls with industry frameworks, or regulatory requirements,… more
- JPMorgan Chase (New York, NY)
- …inspiring confidence through expert leadership and innovative solutions. As an Vice President Control Manager within the Chief Analytics Office (CAO), you will ... controls , ensuring the appropriate implementation of key controls in Policies and Standards, developing control ...management framework documents, and supporting the Data & Analytics Control Manager community of practice. Working in… more
- TD Bank (New York, NY)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- JPMorgan Chase (Jersey City, NJ)
- …as their go-to for all controls related matters + Oversee the control environment for external financial reporting, ensuring compliance with regulatory ... Join JPMorgan Chase as a Control Manager - Senior Associate within...Bachelor's degree required + 5+ years of experience in financial services industry with background in controls ,… more
- JPMorgan Chase (New York, NY)
- … control environment, ensuring robust governance and risk management systems. As a Control Manager Vice President within the Commercial & Investment Bank, you ... degree or equivalent experience required. + 7 years of financial services experience in controls , audit, quality...control and risk management concepts, including Risk & Control Self-Assessment. + Experience driving strategic regulatory … more
- JPMorgan Chase (Jersey City, NJ)
- **Job Description:** As a Control Manager - Strategic Testing (Associate) in the Client Onboarding & Documentation (CO&D), you will drive the global Client ... Onboarding & Documentation Controls agenda, focusing on risk identification, monitoring, and compliance....insights to understand and monitor key operational risks and regulatory concerns. You will collaborate with global teams, including… more
- JPMorgan Chase (Jersey City, NJ)
- …direct impact on the safety and success of our business. As an Vice President Control Manager within the Chief Analytics Office (CAO), you will be responsible ... controls , ensuring the appropriate implementation of key controls in Policies and Standards, developing control ...management framework documents, and supporting the Data & Analytics Control Manager community of practice. Working in… more
- Fiserv (Berkeley Heights, NJ)
- …an impact on a global scale, come make a difference at Fiserv. **Job Title** Regulatory Compliance Manager **About your role:** The Compliance Manager is ... in a way that moves the world. We connect financial institutions, corporations, merchants and consumers to one another...Degree **What would be great to have:** + Certified Regulatory Compliance Manager certification (CRCM) or legal… more
- CIBC (New York, NY)
- …with related policies and processes. **What You'll Be Doing** As the Manager , Cybersecurity & Technology Control Assessment you will independently conduct ... through flawless execution of strategic initiatives. Governance and Oversight is a First Line control group within the Three Lines of Defense model. As a first line … more
- JPMorgan Chase (New York, NY)
- …on Risk Identification & Assessment, Control Design & Evaluation, Issue Management, and Control Governance. As a Control Manager - NA Rates & Fixed ... control experts. As a Rates & FIF Trading Control Manager within the Commercial & Investment...Supervisory tools and policies. + Prepare the business for controls audits and regulatory exams, ensuring issues… more
- JPMorgan Chase (Brooklyn, NY)
- …evaluation of controls and sustainable solutions to mitigate operational risk. As a ** Control Manager - Associate** within the FCM team, you will work to ... Partner with the business to identify risks and associated controls in support of the Firm's control ...equivalent experience required + 3+ years of experience in financial services industry with background in controls ,… more
- JPMorgan Chase (Jersey City, NJ)
- …a team that values innovation, strategic thinking, and continuous improvement. As a Control Manager in the Securities Services Operations Control Management ... Conduct risk assessments to identify vulnerabilities and design effective controls + Monitor and evaluate control effectiveness,...business alignment + Stay updated on industry trends and regulatory changes to improve control processes +… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank of America,… more
- JPMorgan Chase (New York, NY)
- …risk excellence and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control ... role. Join the team that serves as the trusted control advisor for our Corporate & Investment Bank's US...+ Minimum of 7 years of professional experience in financial services, with expertise in controls , audit,… more
- American Express (New York, NY)
- …knowledgeable First Line of Defense (1LOD) Consumer Compliance and Financial Crimes Manager focused on ensuring risk and control management is embedded in ... associated controls and testing aligned with enterprise policy and regulatory expectations. + Partner with business leadership to embed compliance risk… more