- HSBC (New York, NY)
- Associate Director , Electronic Trading Brand: HSBC Area of Interest: Investment Banking, Markets, and Research Location: New York, NY, US, 10001 Work style: Office ... Worker Date: 14 Dec 2025 In compliance with applicable laws, HSBC is committed to employing...and prior experience in client-facing roles. As our Associate Director you will: + Manage day-to-day client activity across… more
- SMBC (Jersey City, NJ)
- …The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across the Americas Division, ... and process owner. This role has primary responsibility for leading and managing a centralized Registrations Program that includes individual and firm registrations,… more
- SMBC (Jersey City, NJ)
- …Activities and Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside business activities, private ... will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer, SMBC Americas Division Head of Ethics Office, business unit supervisors,… more
- SMBC (Jersey City, NJ)
- …systems that meet regulatory requirements and industry best practices. The Director will be responsible for rigorously managing a portfolio of prioritized ... Working with core Finance teams and other key colleagues (Technology, Risk, Compliance , etc.), Finance Change is primarily responsible for establishing and … more
- SMBC (New York, NY)
- …process of waivers and amendments, leading the preparation of credit applications, managing the credit process with the Credit Department and back office, performing ... for regulator examinations, external and internal audits. + Ensure compliance of all internal and external matters in accordance...Description** SMBC's Special Credit Group is looking for a Director to join the Corporate Product Team. Among other… more
- SMBC (New York, NY)
- …Description** **Overview** We are seeking an experienced and strategic **Executive Director ** to lead the **Payables and Receivables** product portfolio within our ... collaboration with cross-functional teams including Technology, Operations, Sales, Corporate Banking, Compliance , and Finance. This position reports to the Head of… more
- SMBC (New York, NY)
- …a business from the ground up, design and implement a robust legal and regulatory compliance framework in partnership with Compliance colleagues, and educate ... under US investment management laws and regulations. Support business objectives while managing legal, regulatory , and franchise risks. Assess and respond to… more
- SMBC (Jersey City, NJ)
- … Department Training Team. In this role, you will report to the Executive Director , Head of Compliance Training, and will be responsible for overseeing training ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance...in the US and a working knowledge of the regulatory requirements in other countries in the Americas. The… more
- Monte Nido (New City, NY)
- …self-knowledge to improve the quality of client care provided. - Maintain compliance with Joint Commission and State/License regulatory standards and company ... facility and organization needs including but not limited to managing vacation requests, sick leave, new hire, and additional...and/or ethical issues in client care to the Clinical Director or Director of Compliance .… more
- SMBC (White Plains, NY)
- …Verifies and checks reports generated by the operations staff + Ensures employee compliance with bank and regulatory requirements and standards of ethical ... tri-party repos and mortgage backed securities. The Associate is responsible for managing the workflow and approving transactions of the processing specialists. This… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business ... + Enterprise Risk Management, Risk Management Framework, Management Systems, and/or Regulatory Compliance or related consulting experience + Exceptional client… more
- Mastercard (New York, NY)
- …and impacts to the business All About You * Proven experience developing and managing regulatory compliance programs for large bank or non-bank financial ... and governments realize their greatest potential._ **Title and Summary** Director , Regulatory Compliance Overview Mastercard...will report to the Senior Managing Counsel, Regulatory . The ideal candidate is a compliance … more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work ... of topics and projects in the areas of product compliance , regulatory compliance , product safety,...have direct reports, as an attorney with responsibility for managing claims and projects, there is responsibility to effectively… more
- Sanofi Group (Morristown, NJ)
- …collaborate across R&D, Device, Manufacturing, and Quality teams while preparing high-quality regulatory submissions, managing compliance , and anticipating ... **Job title** : Global Regulatory Affairs Device Lead (Associate Director )...the gap between technical development, manufacturing operations, and global regulatory authorities to ensure compliance while optimizing… more
- TD Bank (New York, NY)
- …with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with… more
- JPMorgan Chase (Jersey City, NJ)
- …financial reporting processes, leveraging modern technologies and methodologies. + Ensure compliance with regulatory requirements and maintain the highest ... for you. Let's push the boundaries of what's possible together. As a Senior Director of Software Engineering at JPMorgan Chase within the Corporate Sector, you lead… more
- Wolters Kluwer (New York, NY)
- …and play a critical role in achieving our mission to revolutionize the legal, regulatory and compliance content, expert solutions and software space. If you're ... As the Director of Product Software Engineering for our Legal & Regulatory US business, you will be at the forefront of shaping the technology vision for a… more
- WSP USA (New York, NY)
- …US Advisory & Planning Business Line's Energy Advisory Practice as the Managing Director , shaping transformative strategies that strengthen WSP's position as ... organizations, and community partners. **Technical Expertise and Industry Knowledge** The Managing Director must bring deep technical expertise and broad… more
- PNC (New York, NY)
- …respected, valued, and have an opportunity to contribute to the company's success. As a Managing Director in PNC's Corporate Treasury team you will be based in ... require time in the office on a regular basis. This role as Managing Director within PNC's Corporate Treasury organization reports directly to the… more
- PNC (New York, NY)
- …valued and have an opportunity to contribute to the company's success. As the Managing Director , MBS Portfolio Manager within PNC's Asset & Liability Management ... At PNC CIO, we aim to optimize risk-adjusted economic returns, ensuring compliance with regulatory requirements, and aligning investments with the institution's… more
