- American Express (New York, NY)
- … & Compliance program /processes into the Digital Workplace operating model. The Risk & Oversight Manage **r** will excel in developing and implementing ... adherence across key governance and compliance areas including: + Risk Domain Oversight + Process Risk...work cross functionally to engage and drive adoption of program . + Create and maintain comprehensive documentation related to… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk Oversight oversees the team and leads ... for covered TD businesses and legal entities, including managing critical program initiatives and handling complex/high- risk matters and escalations. The… more
- TD Bank (New York, NY)
- …of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and ... Management (FCRM) Risk Assessment Team is responsible for the governance, oversight , and execution of the ML/TF, Sanctions, and ABC risk assessments across… more
- TD Bank (New York, NY)
- …of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and ... provides expert/specialized business guidance and 2nd line challenge and oversight to portfolios, businesses and functions on development, maintenance, and… more
- TD Bank (New York, NY)
- …is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned ... compliance oversight responsibilities for TD's first line regulatory testing program . The incumbent candidate will support various retail and commercial lines of… more
- TD Bank (New York, NY)
- …is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned ... Overview:** US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... for executing second line of defense compliance and operational risk oversight for a Front Line Unit,...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Citigroup (New York, NY)
- ** Risk Analytics Business Risk and Control Group Manager - C14** **Organization Overview:** Citi Markets Operations is currently at a pivotal point in its ... ORE deep dive & escalation, proactive Control Reviews, MCA oversight & challenge, Enterprise & Ops specific Risk...products. **Job Purpose:** The ** Risk Analytics Business Risk and Control Group Manager ** will report… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third… more
- TD Bank (New York, NY)
- …**Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst, RCSA Manager ** provides a broad range of research, analysis, ... assist in the rollout of a multi-year initiative to transform TD Banks' risk assessment practices. The **RCSA Manager ** supports business by providing expert… more
- Citigroup (New York, NY)
- …Core Accounts Global CRM Head. This role will lead the implementation of end-to-end risk management oversight and Change Management oversight for Global Core ... on reviews of potential loss events, operational losses and Risk and Controls Self-Assessment (RCSA)/ Manager Control...and monitoring of client and segment relationships to mitigate risk . + Oversight for iCAPs (Issues and… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Foreign Exchange Coverage New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... for executing second line of defense compliance and operational risk oversight for a Front Line Unit,...activities in line with BofA Global Compliance and Operational Risk Program . + Participate, as required, in… more
- Morgan Stanley (New York, NY)
- …based criteria * Prepare reporting and management presentations related to the Product Oversight program * Create draft reports and workpapers inclusive of ... the Executive Director in executing First Line of Defense Oversight and monitoring program * Identify, measure,...**Operational Risk * **Title:** *U.S. Banks VP Operational Risk Front Line Risk Manager *… more
- Scotiabank (New York, NY)
- Senior Manager , Operational Risk **Requisition ID:** 212288 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... to results, in an inclusive and high-performing culture. **Senior Manager US Operational Risk , US Risk...candidate will be responsible for providing strategic leadership and oversight of the bank's operational risk management… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit,...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , Financial Crime Risk ... experience **Customer Accountabilities:** + Oversees a function of enterprise FCRM Program professionals providing oversight and control related advisory… more
- Tradeweb (New York, NY)
- …tools and automation that support effective management and oversight of vendor risk , and mature processes to scale the program + Provide periodic vendor ... growth plans we are seeking a highly motivated Vendor Risk Manager to join our Risk...successful candidate will be responsible for leading our vendor risk management program , providing operational support, performing… more
- Meta (New York, NY)
- **Summary:** We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across a range of risk and compliance disciplines. You ... our users and their privacy at the forefront of everything that we do. Privacy Risk and Compliance Manager will proactively identify risk themes and drive… more
- MUFG (Jersey City, NJ)
- …across various levels within the organization, Audit & IT Controls teams, internal risk committees, and external state and federal agencies (eg, OCC, FRB). + ... which address root cause of control failures. + Compile and distribute program level reporting to relevant stakeholders. + Support Information Security oversight… more
- Meta (New York, NY)
- …and privacy-by-design into operations and product life cycles. **Required Skills:** Privacy Risk Manager Responsibilities: 1. Provide guidance and second line of ... 8. Support regulatory compliance efforts including controls testing, certifications, risk assessments, oversight and governance, external assessor coordination,… more