- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit ... Audit team. As a member of the Financial Crimes Compliance (FCC) Audit ...will focus on all aspects of financial crimes compliance across the bank. A Director … more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director , Global Sanctions & Financial ...tied to audit deliverables. + Develop Global Financial Crimes Compliance Program governance reports on… more
- Morgan Stanley (New York, NY)
- …oversight, design, implementation, and maintenance of allfirst line of defense financial crimes activities including defining risk mitigant strategies, adherence ... outside the box to develop solutions to improve our financial crimes program with goals of enhancing...* 10 years of risk management, compliance, control, and/or audit experience in a Bank or financial … more
- Citigroup (New York, NY)
- …and create a competitive advantage for Citi. The **Senior Principal Engineer in Financial Crimes Technology** is a strategic professional who closely follows ... consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Audit Director within our Enterprise Technology Audit Group (ETAG). ETAG is responsible for providing ... continuation planning, and chief information officer coverage of business line applications. The Audit Director will collaborate across the ETAG team and other … more
- US Bank (New York, NY)
- …management, etc.). This role supports the Senior Audit Manager - Credit Risk, Senior Audit Director and Chief Audit Executive, in providing the Audit ... Audit Manager - Credit Risk and Senior Audit Director in developing and driving the...of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately… more
- Fiserv (Berkeley Heights, NJ)
- …compliance requirements such as corporate governance, consumer protection, AML/CTF and Financial Crimes , data protection/data privacy, ethics or conduct risk ... in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another...scale, come make a difference at Fiserv. **Job Title** Audit Advisory Services Manager **What does a successful … more
- Wells Fargo (Iselin, NJ)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... (EFT)** group provides technology solutions and support for Risk, Audit , Finance, Marketing, Human Resources, Corporate Properties, and Stakeholder Relations… more
- S&P Global (New York, NY)
- …Collaborate on specialized compliance work, such as Securities Disclosure and Global Financial Crimes Compliance including Sanctions. + Partner with other ... **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P...functional areas (Legal, People, Corporate Risk Management, Internal Audit , Information Security teams) to establish relevant testing and… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... and research to facilitate the GNC's review of governance matters + Director / Executive Officer Onboarding/Offboarding + Maintain Certificate of Incorporation -… more