- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... within and across the NAM and LATAM clusters for the Surveillance Employee Licensing Compliance (SELC) team. + Additional duties as assigned. + Appropriately… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and ... for the design, implementation, and oversight for controls and solutions supporting Surveillance , Employee Compliance and Control Room teams, designed to detect… more
- The Mount Sinai Health System (New York, NY)
- **JOB DESCRIPTION** Infection Surveillance Officer Mount Sinai Beth Israel Strength Through Diversity Groundbreaking science. Advancing medicine. Healing made ... that is acceptable to others and to the organization. **RESPONSIBILITIES** Infection Surveillance Officer Mount Sinai Beth Israel Strength Through Diversity… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Trade Surveillance team responsible for the design, ... Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Surveillance **Time Type:** Full time… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...compliance program such as, Personal Account Dealings, Training, Surveillance and monthly reporting to senior management. Depending on… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going monitoring)… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for ... defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing/monitoring activities (testing and on-going… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing significant ... compliance risks and controls implemented by the first and...effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities + Understanding of rules,… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... perform tasks and assignments in the fields of Cyber security Awareness, Governance, Compliance , and other relevant and required duties for the Cyber security… more
- City of New York (New York, NY)
- …with assigned Special Officer to ensure that all reports are in compliance with required trainings. **IMPORTANT NOTES TO ALL CANDIDATES: Please note: If you are ... Open to candidates who are permanent in the Civil Service title of Special Officer and will therefore be eligible to take the promotional exam for Supervising… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... JOB DESCRIPTION: The Division of Finance, Bureau of the Agency Chief Contracting Officer is seeking to hire an exceptional procurement professional who is highly… more
- Citigroup (New York, NY)
- Serves as a Services, Markets, Banking ("SMB") Central Operations compliance officer for Independent Compliance Risk Management (ICRM) responsible for ... **Responsibilities:** + Partnering closely with SMB Central Operations Businesses, Product Compliance , Surveillance and PTOA teams to ensure appropriate central… more
- City of New York (New York, NY)
- …The division of Bridges is seeking to hire a seasoned site safety officer with demonstrated experience and knowledge of OSHA, PESH, MUTCD and related Federal, ... risks. Visit active project sites to assess ongoing work conditions to ensure compliance . Work with project management teams and field workers to develop and… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... conferences, and coordinating waiver requests. Manage the process of ensuring compliance with M/WBE Utilization Goals in Contracts. Develop and implement a… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... or contracts, responding to changes requested by third parties to ensure compliance and data protection. Develop and implement efficient processes for risk… more
- The Mount Sinai Health System (Brooklyn, NY)
- …knowledge of hospital policies, rules and regulations to promote and enforce compliance + Understands and complies with Security Department's policies and procedures ... to assist and maintain crowd control + Monitors access, alarm panels, and surveillance cameras to observe and respond to adverse activities + Performs other related… more
- Capital One (New York, NY)
- …Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA registered ... Senior Manager will work independently from the CBD Chief Compliance Officer to interact with and advise...banking and mergers and acquisitions. + Experience with trade surveillance of fixed income (asset backed securities including commercial… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's ... interview. How You'll Succeed The Senior US Equity Derivatives Compliance Officer is primarily accountable for: +...new regulatory requirements, second line of defense monitoring and surveillance capabilities ; + Acting as the lead liaison… more
- Scotiabank (New York, NY)
- …Control governance framework is preferred including understanding of Supervision, Surveillance & Monitoring, Trade Floor Supervision, Risk and Control Library ... 1B, COO, and GWO) including transaction recording, booking framework, surveillance & monitoring, supervision framework, deal controls, operational resilience, and… more
- Hackensack Meridian Health (Edison, NJ)
- …all the job functions listed below in accordance with Network procedures and compliance with regulatory agencies. **Responsibilities** A day in the life of a **Vice ... of waste disposal company/contractor and monitors results. Participates in hazard surveillance and the incident reporting system as required to resolve issues.… more