- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... Executive Director, Head of Risk and Control Assessment . As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... business judgement. Key job responsibilities - Design and deliver risk assessment and mitigation strategies to deliver...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Citigroup (New York, NY)
- …first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk , liquidity of client positions, and credit limits, ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- JPMorgan Chase (Brooklyn, NY)
- …(KYC) team's technology and reporting programs, including KYC, Customer Escalations and Risk Assessment . **Job Responsibilities** + Compile and deliver monthly ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Wells Fargo (Iselin, NJ)
- …Third party risks, Regulatory compliance , etc. + Direct experience executing the Risk Control Self- Assessment (RCSA) for risk identification, risk ... role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... mitigation strategies. * Leads the development and implementation of risk assessment and quantification models needed to...to provide essential risk context. * Reports risk -related data including risk exposure, compliance… more
- Bank of America (New York, NY)
- Credit Risk Officer - Corporate/Commercial San Francisco, California;New York, New York **Job Description:** At Bank of America, we are guided by a common ... Telecom & Gaming a bonus **Skills:** + Credit and Risk Assessment + Financial Accounting + Issue...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Oral Communications + Presentation Skills + Prioritization… more
- City of New York (New York, NY)
- …and mitigating risks across diverse technology domains, ensuring timely resolution of risk assessment tickets, and possess a relentless commitment to staying ... firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate… more
- City of New York (New York, NY)
- …firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate ... with cybersecurity requirements for various technology domains. Continuous Process Improvement in Risk Assessment : Lead initiatives to enhance the efficiency and… more
- Citigroup (New York, NY)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... are of high quality focusing on: + Root cause assessment + Completion criteria + Dependency evaluation + Sustainability...+ Completion criteria + Dependency evaluation + Sustainability + Risk reduction + Action plan quality + Liaise with… more
- JPMorgan Chase (Jersey City, NJ)
- …the Risk Controllers organization + Execute key Compliance and Operational Risk deliverables, including Compliance Risk Assessments and Legal Entity ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at... risk . Our team focuses on four areas: Risk Identification & Assessment , Control Design &… more
- Citigroup (New York, NY)
- …and developing insights. + Carries key responsibility for Control Design Assessment (CDA) by executing CDA checklist/procedures for controls and recording results ... in Citi Risk & Control (CRC). + Owns significant portions of...(s). + Develops and drives quality-checking routines to ensure compliance with all relevant policies, operating guides, and owned… more
- Hackensack Meridian Health (Edison, NJ)
- …healthcare and serve as a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance Officer ** ("Deputy") ... A day in the life of a **Deputy Chief Compliance Officer ** at **Hackensack Meridian** **_Health_** includes:...program operations mattersthat are designed for adiverse workforce. + risk assessment procedures + annual work plan… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for...and second line of defense. Also responsible for performing risk assessment of Citi's compliance ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) Plan. + Act… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing,… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... proposals as required under NIRA/NIA policies. Provide a written description supporting the Compliance assessment of NIAs in line with the requirements of US… more
- SMBC (New York, NY)
- …and maintain best practice across the Firm. + Plays a key role in the Compliance risk assessment exercise. **Qualifications and Skills** + Extensive ... responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the... risk , and is represented by the Chief Compliance Officer as either a member or… more