- MUFG (New York, NY)
- …the KYC due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, ... the KYC due diligence; + Responsible for maintaining an understanding of various Corporate Banking client relationships, working with various local product areas… more
- TD Bank (New York, NY)
- …**Line of Business:** Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and ... support to TD Bank's compliance and business units related to fair lending and...on a team that provides independent oversight of fair banking and support for other Fair Banking … more
- Citigroup (Jersey City, NJ)
- … Testing, Monitoring, Risk Assessment or Legal role, preferably focused in Investment Banking and Corporate Banking + Experience in planning, executing, ... Serves as a compliance risk officer for Independent ...external inputs in order to build and refresh the Compliance Independent Assessment (CIA) plans for Banking … more
- Citigroup (New York, NY)
- …leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & International ICRM. ... broad range of financial products and services, including consumer banking and credit, corporate and investment ...and effective. + Developing and coordinating communications for the Banking & International Chief Compliance Officer… more
- Wells Fargo (New York, NY)
- … Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal Products Group in the ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...lines of defense, including business line leadership, Legal, Audit, Compliance , and other corporate stakeholders to facilitate… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... collectively "CIBC Risk", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- SMBC (Jersey City, NJ)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance...several key compliance risk types, including consumer compliance , investment banking related compliance ,… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...the compliance program for an investment advisory firm in Manhattan,… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...& Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer and the… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more
- SMBC (Jersey City, NJ)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... specialized experience in Financial Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance , Governance, Legal, or related… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...Description** SMBC is seeking a Director / Senior Credit Officer to cover Energy Corporates in North America. +… more
- Wells Fargo (New York, NY)
- …consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending, Corporate and Investment Banking , Commercial ... in the US We provide a diversified set of banking , investment and mortgage products and services, as well...health, and a low carbon economy.** **The Chief Sustainability Officer ** **(CSO) is part of the Public Affairs function… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Wells Fargo (New York, NY)
- …role:** Wells Fargo is seeking a Lead Control Management Officer within the Corporate & Investment Banking (CIB) Control Team, which is responsible for the ... implementation and management of the First Line of Defense corporate risk program requirements. This position will support Electronic Trading (E-Trading) across… more
- Citigroup (New York, NY)
- …institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities ... enable growth and progress together. The Senior Vice President, Information Security Officer (Wealth - Digital and Partnership) is an intermediate level position… more