- CIBC (New York, NY)
- …more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) ... your interview. How You'll Succeed The Senior US Equity Derivatives Compliance Officer is primarily...and Equity Derivatives businesses to assess overall compliance with regulatory rules; + Drafting and… more
- Citigroup (New York, NY)
- …and reporting control issues with transparency. **Qualifications:** + **Structure Products/ Derivatives Compliance experience** + Highly motivated, strong ... Serves as a senior function/business/product compliance risk officer for Independent ...policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...up on issues until resolved. + 10+ years of regulatory compliance experience at a broker dealer.… more
- Citigroup (New York, NY)
- …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) ... the ICM CCR Funds UW Team and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential for the delivery of a wide… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Commercial Lending Management - Credit Officer , Consumer Products & Retail, SVP** **Description** Citi's US Commercial Bank (CCB) is a ... in either New York City, New York or Iselin, NJ. The CLM Credit Officer facilitates the end-to-end lending process for a covered industry vertical through a team… more
- Citigroup (New York, NY)
- The Credit Portfolio Senior Officer I is a senior-level position responsible for leading activities including credit review, credit approvals and monitoring the ... and supporting a portfolio of subscription facilities + Strong knowledge of Derivatives and structured lending (including NAV financing) + Review and assess the… more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I is a strategic professional who closely follows the Equities Markets and oversees market risk coverage of the Global ... reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Scotiabank (New York, NY)
- …of securities, loans, and derivatives . + A thorough understanding of financial/ regulatory and compliance policies and procedures. + Possess an adequate ... Manager, US Finance & Regulatory Reporting - Audit **Requisition ID:** 205493 **Salary...institutional equity sales, trading and research, fixed income products, derivatives , energy, foreign exchange and precious & metals. We… more
- Scotiabank (New York, NY)
- …are executed in support of the team's business strategies and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the ... institutional equity sales, trading and research, fixed income products, derivatives , energy, foreign exchange and precious & metals. We...+ Work collaboratively with other members of the Bank Regulatory Compliance team to support the US… more
- Citigroup (New York, NY)
- …selected clients, the credit product set is augmented with foreign exchange, derivatives and cash management. The Leveraged Finance Credit Risk Director works ... high-risk business remains within appropriate risk tolerances. Under the expanded regulatory leveraged lending definition, this function serves to coordinate various… more
- Scotiabank (New York, NY)
- …banking, institutional equity sales, trading and research, fixed income products, derivatives , energy, foreign exchange and precious & metals. We also cross-sell ... and COO areas coverage, requiring an individual with a good understanding of regulatory requirements and controls landscape within Global Banking & Markets (GBM). As… more
- Mizuho Corporate Bank (New York, NY)
- …risk management and related administrative work. Works with and assists the Account Officer to service the Bank's corporate clients. Develops and analyzes all types ... + Maintenance and updating of credit files; + Preparation for regulatory examinations and internal/external audits; + Preparation of credit documents; +… more
- JPMorgan Chase (New York, NY)
- …with various teams including Portfolio and Risk Management, Legal, Compliance , Product Development, Sales/Distribution, and Client Service. This role provides ... excellent opportunity to lead projects and teams in a dynamic market, regulatory , and internal governance environment. Job Responsibilities: + Manage and operate… more