- MUFG (Jersey City, NJ)
- …internal and or external compliance examinations + Experience evaluating process documentation, risk , and control assessments and designing/executing test ... metrics and decision support + 3-5 years' experience in a data analytics, risk & control or audit function REQUIRED WORK EXPERIENCE + Experience with risk … more
- MUFG (Jersey City, NJ)
- … framework, Operations and Technology for the Americas (OTA) documents and executes risk and control assessments across processes related to Operations ... structured query language (SQL) + Experience with process documentation, risk and control assessments , and designing/executing IT General Controls (ITGC)… more
- BlackRock (New York, NY)
- …and the maintenance of the operational risk framework, including facilitation of Risk and Control Self- Assessments . **Key Responsibilities** Based in New ... design and effective operation of controls, including in the context of Risk & Control Self Assessments ("RCSAs"). + Development and active promotion of… more
- MUFG (New York, NY)
- …oversee the processes associated with the internal control programs/ assessments ( Control Self Assessment (CSA), Payment System Risk (PSR), HO Global CSA, ... appropriate scenarios that can provide useful risk management insights + Risk and control self- assessments , + Risk reporting and analytics +… more
- Morgan Stanley (New York, NY)
- …Business Risk Management organization. He or she will be responsible for aiding the Vice President ( VP ) and Executive Director (ED) of the team as they ... estate loans. The US Bank Subsidiaries seek an Assistant Vice President (AVP) to join the First...of the Banks Operational Risk frameworks, including Risk and Control Assessments (RCSA),… more
- Synchrony (New York, NY)
- …owners on risks and appropriate controls; (ii) providing credible challenge of first line risk control self- assessments . + Lead the second line of defense ... CD/Sales processes, including formal assessments of inherent risk factors and control rating factors, in accordance with the enterprise compliance program..… more
- Morgan Stanley (New York, NY)
- …appropriate enhancements. * Assume a key role in developing frameworks for model risk assessments , model change control and ongoing model performance ... and Model Review (QRMR) team as the IM model control function across MSIM and at firm level on...(M/F/Disability/Vet). **Job:** **Asset/Investment Management* **Title:** *Quant Research and Model Risk - Vice President * **Location:**… more
- Morgan Stanley (New York, NY)
- …The Home Loans Executive Director of Control and Governance is currently seeking a Vice President - Business Risk & Control candidate who will ... is under the supervision of the Vice President - Business Risk & Control...or equivalent preferred *Private Bank experience (preferred) *Experience in risk assessments and exams - Regulator, Internal… more
- SMBC (Jersey City, NJ)
- …of enterprise risk management industry practices including project management, and risk control self- assessments * Working knowledge of technology and ... SMBC offers a competitive portfolio of benefits to its employees. **Overview** The Risk VP role supports the development and implementation of the Information… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") ... risks are identified. This role will include conducting compliance risk assessments of certain US legal entities...US swap dealer. The candidate should have a strong risk management / internal control mindset to… more
- Morgan Stanley (New York, NY)
- …sponsored benefit programs. * #LI-AJ1 * **Job:** **Wealth Management* **Title:** *Privacy Risk Vice President * **Location:** *New York-New York* ... the WM division and, in coordination with WM's Business Control Units and Second Line Risk Management...privacy supervisory procedures . Support Risk and Control Self-Assessment exercises, internal audits, and compliance assessments… more
- Hackensack Meridian Health (Edison, NJ)
- …to transform healthcare and serve as a leader of positive change. The ** Vice President , Environmental Health, Safety & Emergency Management** develops, directs, ... agencies. **Responsibilities** A day in the life of a ** Vice President , Environmental Health, Safety & Emergency...issues. Develop and Manage Biological Safety Programs by conducting risk assessments , facility and waste stream audits,… more
- Mizuho Corporate Bank (New York, NY)
- …and enhance non-financial key risk management standards. + Conduct deep dives/ risk assessments /gap analyses and document findings. + Track remediation plans ... across the enterprise. We are looking for an experienced VP to join our team to further enhance the...key risk indicators. + Partner with Business Risk & Control (1st LoD Business Controls… more
- Citigroup (New York, NY)
- The SOX Program Office - Senior Vice President role supports managing the core operations of Citi's SOX and FDICIA programs, covering control scoping and ... Party Management for oversight of SOX relevant vendors, involving review of vendor's control assessments (SOC1) and assessing impact to Citi's ICFR + Partner… more
- Citigroup (New York, NY)
- …(CAM), generate risk rating and update on an as need basis, perform quality control of the CAM / Risk Rating Scorecard + Negotiation of credit structures and ... the capabilities and practices of competitors + Provides well-reasoned, balanced assessments of risk /return trade-offs associated with transactions and client… more
- SMBC (New York, NY)
- …(RCSA), issue management, root cause analysis, control testing and process and control assessments 12. Ensure that risk management considerations are ... AD Operations areas with expert guidance on processes and control design, ensures effective assessment of risk ...implementation of risk management frameworks and related risk assessments of 1st LoD Functions executed… more
- TD Bank (New York, NY)
- …RCM program which include: policies and procedures, regulatory inventory, issues management, control mapping, rules mapping, risk assessments and regulatory ... US Compliance activities. The system is intended to support risk assessments , issues management, rules inventory, regulatory change, control mapping and… more
- AIG (Jersey City, NJ)
- …functions include enterprise architecture, software and systems engineering, cybersecurity, and technology risk and compliance. About the role The VP of ... KRI-type dashboard to help management better understand AIG's IT control environments + Advise stakeholders on effective risk...+ Work with appropriate technology areas to identify high risk areas and perform assessments of the… more
- TD Bank (New York, NY)
- …Firm policies to trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance and business ... findings and open gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings,...is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance,… more
- TD Bank (New York, NY)
- …with firm policies for covered business areas Conduct compliance risk assessments to ensure effective business control framework Analyze new regulations and ... resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Responsibilities:** Advise business areas on… more