- City National Bank (Jersey City, NJ)
- ** MANAGER OF AUDIT SR- BSA/ AML ** **WHAT IS THE OPPORTUNITY?** The Senior Audit Manager will lead a team of auditors to assess the design and ... Bank policies, and the effectiveness of operations of the BSA/ AML function. The Senior Manager ... will be responsible for all aspects of the audit , including the planning, execution, and reporting phases. The… more
- Citizens (Iselin, NJ)
- …and Program needs and align to regulatory expectations. + Manage internal assurance, audit , and regulatory AML and Sanctions examinations. + Provide support for ... BI development and maintenance. Qualifications: + 5-6 years relevant work experience with AML , risk, compliance, or audit functions within the financial services… more
- TD Bank (New York, NY)
- …the policy and training exemption governance and reporting processes to the GAML Senior Executive Team (and related AML Sub-Committees) + Prepares summaries, ... in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/ AML compliance **Employee/Team Accountabilities:**… more
- PNC (East Brunswick, NJ)
- …practices. Provides AML and Sanctions advice and critical challenge to senior staff, lines of business and operational execution areas. Demonstrates ability to ... the best experience for our customers. We are looking to hire an AML Sanctions Advisor supporting LOB Oversight within Global Sanctions Office in PNC's BSA/… more
- MUFG (New York, NY)
- …day. A member of our recruitment team will provide more details. The Global Head of AML Advisory is a senior manager responsible for providing Subject matter ... to the First and Second Lines of Defense on AML process and risk controls. S/he is responsible for...assessment functions including but not limited to risk assessments, audit exams, internal testing, issues management, etc + Support… more
- Wells Fargo (New York, NY)
- …to join Consumer, Small and Business Banking (CSBB) as part of the BSA/ AML Transformation team. Learn more about the career areas and business divisions at ... monitoring of complex business-specific Bank Secrecy Act (BSA), Anti-Money Laundering ( AML ), Office of Foreign Assets Control (OFAC), and Anti-Bribery & Corruption… more
- JPMorgan Chase (Jersey City, NJ)
- The Internal Audit Department provides the Board of Directors, senior management and regulators with an independent assessment of JPMorgan Chase's ('JPMC') ... control environment. Audit works closely with the Lines of Business ('LOBs')...control environments across firm-wide Corporate Functions including KYC, Risk, AML , Finance, HR, Operations and others. This is achieved… more
- City National Bank (Jersey City, NJ)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... AUDIT I** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
- Scotiabank (New York, NY)
- Senior Manager , First Line Supervision & Support (FLSS), US Internal Control **Requisition ID:** 205308 **Salary Range:** 110,700.00 - 211,800.00 _Please note ... clients across industries! We work together to drive ambition for every future! **Purpose** Senior Manager FLSS, contributes to the overall success of the front… more
- Scotiabank (New York, NY)
- Senior Manager , Regulatory Reporting **Requisition ID:** 206287 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a guideline ... together to drive ambition for every future! **Overview** In this role as a Senior Manager , Regulatory Reporting, you will contribute to the overall success of… more
- Scotiabank (New York, NY)
- Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... for Volcker breaches and ensure valid breaches are promptly remediated and senior management is informed. + Execute Enterprise Compliance requirements such as the… more
- TD Bank (New York, NY)
- …compliance and will be able to build rapport with key risk and control areas. The Manager , AML Financial Crime Risk Management role leads and develops a team of ... of Business:** Financial Crime Risk Management **Job Description:** The Anti-Boycott Manager will be responsible for building out the US Anti-Boycott Compliance… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk & Resilience **Requisition ID:** 206469 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... independently to aggregate, analyze, and report on operational risk to senior leaders. This includes preparation of operational resilience-related materials for… more
- Citigroup (New York, NY)
- The Core Accounts Controls & Regulatory Management (CRM) Manager , Director reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head. This ... that cover Information Security, Continuity of Business, Fraud, Data, Compliance, AML , and Records Management, along with the Operations and Technology teams… more
- TD Bank (New York, NY)
- …The team must ensure all of the Regulatory, Compliance, and Internal Audit obligations as identified by TD Securities Technology Risk Management/Information Security ... standards are met by the delivered solution. **Position Overview:** This Data Integration Senior software engineer position will play a key role in solution design,… more
- TD Bank (New York, NY)
- …on short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business ... management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop...be able to foster and maintain key relationships with senior Business Leaders or stakeholders. + Proactive and quick… more