- Rose International (New York, NY)
- …impact on various change and BAU data-related topics Knowledge of global markets trading products (Fixed Income, Equity , Currencies & Commodities) Good change ... breadth, depth and strength of our underwriting, sales and trading , and distribution capabilities span asset classes and currencies,...of the Data Risk stripe within the Risk & Control frameworks Drive the improvement of the risk tagging… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …Engineers across the globe to develop high quality applications servicing the financial trading industry. First and foremost we look for a proven database developer, ... team in Agile methodology Knowledge of Core Java, Python, scheduling tool like Control -M is nice to have. Experience in database modeling. AWS Cloud experience is… more
- Wells Fargo (New York, NY)
- …support Electronic Trading (E- Trading ) across Capital Markets. The E- Trading Business Control Officer will be an individual contributor responsible for ... the best workplace "to grow your career" in the US At Wells Fargo, we support employees' career aspirations...this role, you will:** + Serve as the primary control management contact for CIB E- Trading , with… more
- Citigroup (New York, NY)
- … Control **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $129,840.00 - $194,760.00 ... to minimize risk within the business including leading critical control remediation projects to mitigate risk in Trading...line control , P&L production, Middle Office, Product Control or Investment Operations required + Equities … more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : United States of America **Hours:** 40...required supervisory reviews and/or update existing reviews + Facilitates Trading Management's control , governance and adherence to… more
- Scotiabank (New York, NY)
- …of internal controls relating to wholesale bank and trading operations and internal control within the US This Manager's role will focus on Internal ... Manager, US Internal Control and Global Wholesale...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Citizens (New York, NY)
- …sick or paid time-away policy of very local and state jurisdiction in the United States . #LI-Citizens4 Some job boards have started using jobseeker-reported data ... team is vital to upholding the integrity of institutional trading across equities , options, and fixed income...and Supervisory processes. + Design and execute a comprehensive control testing program to evaluate the effectiveness of compliance… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : United States of America **Hours:** 40...point-person and provides oversight in regards to market risk control for trading desks in the Region… more
- HSBC (New York, NY)
- …It's not mandatory but it is important to have Some level of experience with Equities Trading In compliance with applicable laws, HSBC is committed to employing ... any other trait protected by applicable law. **Job Field:** Technology **Primary Location:** North America- United States -New York-New York **Req ID:** 0000K22V more
- Citigroup (New York, NY)
- …Applications Support **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $109,120.00 - ... ** Equities Derivatives Production Support Team** **About the Role:**...support experience, as this role is based on the trading floor **Education:** + Bachelor's/University degree, Master's degree preferred… more
- Citigroup (New York, NY)
- …within which CIM trades + Familiarity with Equities Markets + Understanding of US regulatory framework with specific reference to trading activity + A good ... Product Manager **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 -… more
- MUFG (New York, NY)
- …His/her primary focus will be on supporting the Head of Global Markets Credit and Equities Trading , based in NY. Candidate will assist in delivering on strategic ... Market survey for peer analysis Ensuring that a robust ** control and governance** framework is in place that allows...Acting as a core member of committees to represent trading desks alongside the Head of Global Markets Business… more
- Raymond James Financial, Inc. (New York, NY)
- …-FL-St. Petersburg-Saint Petersburg **Other Locations:** US -FL-St. Petersburg-Saint Petersburg, US -NY-New York-New York City, United States ... that are based out of other locations in the US For our hybrid work model, we expect the...**Job Summary:** As a Project Manager supporting the Global Equities and Investment Banking (GEIB) Technology division at Raymond… more
- Citigroup (New York, NY)
- … Control **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $250,000.00 - $500,000.00 ... analysis across all locations. Candidates should possess strong Accounting and Risk & Control skills, extensive knowledge of the Equities Business (including… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income...primary functions relate to the front to back financial control of Capital Markets Trading business lines… more
- TD Bank (New York, NY)
- **Work Location** : United States of America **Hours:** 40... US Equities Cash and Options, US Sales, Cross Asset Trading , Institutional ... is responsible for performing the supervision of sales, & trading & origination activities by conducting reviews, documenting findings,...Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity… more
- CIBC (New York, NY)
- …Officer is responsible for: 1) administering CIBC's policies and procedures relating to US Capital Markets Equities and Equity Derivatives businesses; (2) ... US Capital Markets Equity and Equity Derivatives sales and trading employees; 3)...Legal, Compliance and/or Regulatory covering Equities and Equity Derivatives Sales and Trading Desks; +… more
- Citigroup (New York, NY)
- …Market Risk **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $142,320.00 - $213,480.00 ... Markets and oversees market risk coverage of the Global Equities desks. The Equity Market Risk team...long-term basis for various financial products traded in Global Equities . Individuals monitor trading limits and are… more
- Citigroup (Jersey City, NJ)
- …Program Management **Time Type:** Full time **Primary Location:** Jersey City New Jersey United States **Primary Location Full Time Salary Range:** $163,600.00 - ... activity across CCPs spanning data, controls, regulatory, reporting and it crosses trading , operations and product control processes. The second stream will… more
- BMO Financial Group (New York, NY)
- …Director with primary accountability for the Firm's Cash Equities Electronic Trading businesses, across two US broker-dealers. The role will include ... additional risk mitigating controls pertaining to the Firm's Cash Equities Electronic Trading businesses. The role requires...expertise of the rules and regulations related to the US Cash Equities markets, including FINRA, SEC,… more
