- Axis (New York, NY)
- …is available upon request for candidates taking part in the selection process. **Strategic Broker Relationship Leader - Vice President ** **New York, New ... Jersey, Connecticut or Philadelphia - Hybrid** The Strategic Broker Relationship Leader will be part of the Global Distribution team dedicated to managing strategic… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the… more
- AON (New York, NY)
- Aon is looking for a Middle Market P&C M&A Senior Broker As part of an industry-leading team, you will help empower results for our clients by delivering innovative ... hybrid work environment. Your impact as an M&A Senior Broker What the day will look like: + Perform...the services of a Middle Market Property and Casualty Broker for Private Equity Middle Market clients + Placement… more
- Adecco US, Inc. (New York, NY)
- Adecco is seeking a motivated individual for a VP Broker within our expanding specialist reinsurance broking team. This is an opportunity to join a dynamic and ... collaborative team, providing support to existing clients as well as cultivating new business with insurance companies and retail brokers across all lines of business. _Must-Have Requirements:_ + **Reinsurance** experience + Strong **Negotiation** skills +… more
- Citigroup (New York, NY)
- **Position Overview:** Citi's Global Broker -Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker -Dealer funding, ... oversight requirements within the Treasury organization. **Team Description:** The Global Broker -Dealer Legal Entity Treasury team reports to the Global Broker… more
- Morgan Stanley (New York, NY)
- …**Title:** *Portfolio Strategy Consultant - Global Sales & Marketing - Vice President * **Location:** *New York-New York* **Requisition ID:** *3258109* ... model placement, and assist in overall visibility of MSIM/EV strategies at focus broker dealers; in order to drive sales/AUM growth. The position will be focused… more
- JPMorgan Chase (Jersey City, NJ)
- …striving to be best-in-class. As a Compliance, Conduct and Operational Risk (CCOR) Vice President within our global/regional Compliance teams, you will form ... assignment. **Job responsibilities** + Perform on-site compliance examinations of broker -dealer and investment advisory business to determine adherence to JPMorgan… more
- Hold Brothers (New York, NY)
- About the Job: Hold Brothers Capital, LLC, a leading self-clearing proprietary broker -dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing ... to reconcile data + Preparing financials and books and records for the Broker -Dealer according to GAAP and ensuring all regulatory reporting requirements are met +… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Vice President International Lending Specialist (ILS)* **Location:** ... origination or credit underwriting experience in a Private Banking or Broker -Dealer platform required. Formal credit training preferred. *Working knowledge of credit… more
- JPMorgan Chase (New York, NY)
- …insight. As a Wealth Management Financial Products and Regulatory Attorney - Vice President , Assistant General Counsel within our Wealth Management Legal ... organization with demonstrated financial services experience. + Experience in broker -dealer matters, including knowledge of federal and state securities laws… more
- JPMorgan Chase (New York, NY)
- …for our flexible shared services team within Banking Operations. **Job summary** As a Vice President in the Cash Asset Management Central Bank Lead in Payments ... supporting global incidents + Support team on any other Ops requirements such as Broker Dealer and Cash Projections + Work with Service lead and Central Bank Cash… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President - Counsel role for Sumitomo Mitsui Banking Corporation ... Security, Operations, Procurement, Third-Party Risk, Human Resources, Capital Markets, Nikko ( broker dealer), and Corporate Services. In particular: + Serving as a… more
- HUB International (New York, NY)
- …insurance brokerage selling and servicing all lines of insurance. We are seeking a Vice President , Executive Liability to join our ProEx team. This position ... HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health,… more
- HUB International (Brooklyn, NY)
- …leading success in mergers and acquisitions. We are currently seeking an Assistant Vice President to join our Healthcare Division - Senior Care Practice. ... HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health,… more
- The Cigna Group (Morris Plains, NJ)
- …to come into the local Cigna office 3 days per week._** **Role Summary:** The Vice President of Existing Business and Growth will be responsible for the ... strategies + Develops and maintains strong intelligence capability through customer/ broker contact and formal competitive analysis + Achieves/exceeds earnings plan… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... filing the monthly FOCUS reports for each and ensuring that the primary broker dealer, Citigroup Global Markets Inc. is compliant with the customer protection rule.… more
- TD Bank (New York, NY)
- …with Firm policy and regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both organically and through acquisitions ... findings and open gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings, as well as Co-Head directs supervisory meetings. +… more
- SMBC (New York, NY)
- …The SMBC Compliance Department monitors the corporate banking, investment banking and broker dealer activities of SMBC Group and reports on the compliance risks ... the SMBC Employee Investment Policy, arranges for the registration of broker -dealer personnel, and conducts compliance training. In addition, the Advisory Team… more
- JPMorgan Chase (Jersey City, NJ)
- …companies, commercial banks, non-bank financial institutions, central banks and broker dealers. Our advanced, end-to-end solutions which combine physical, notional ... direction for our FI product and solutions offering, with a focus on broker dealers and banks (large, mid-size/regional as well as foreign correspondent) + Monitors… more
- Affinius Capital (New York, NY)
- …affiliates and other Investment vehicles, and maintain such lender and mortgage broker relationships. + Assist as needed in discussions with portfolio managers on ... debt strategy for various Funds. + Discuss and negotiate loan compliance issues with lenders as needed. + Coordinate with Senior Managing Director or Executive Director, Capital Markets, acquisition or developmentrepresentative, portfolio manager, COO,… more