- Citigroup (Jersey City, NJ)
- The Wealth Monitoring and Testing ... control effectiveness. Accountable for timely and complete controls testing results and advice regarding the ... This role will ultimately report to the Head of Wealth Monitoring and Testing . **Responsibilities:**...of new controls and changes to existing controls within the Manager Control Assessment. +… more
- Citigroup (New York, NY)
- …reporting, and insight sharing related to the above scope of controls monitoring / testing . The Wealth Client Segments Control Testing Leader is a ... The Wealth Client Segments Control Testing... controls monitoring - ie, operational controls performance assurance/ testing - which includes design,… more
- Citigroup (Jersey City, NJ)
- The Wealth Monitoring and Testing is responsible for the testing of controls that are designed and owned by Citi's Wealth departments. The ... monitoring , with an excellent level of understanding of control testing and who closely follows latest...covered business functions. Responsible for end-to-end control testing for a specific business/segment - ie controls… more
- Citigroup (New York, NY)
- The Wealth Client Segments Control Testing Utility is responsible for the testing of controls designed and owned by the Citi's Wealth Segments ... position reports to the Wealth Client Segments Control Testing Head within the Control...individual contributor position accountable for driving controls testing performance and improvement initiatives. The Wealth … more
- Citigroup (New York, NY)
- … monitoring and associated administration associated with Citi Global Wealth lending activities. WCM coordinates with the Institutional Credit Management function ... Citi Global Wealth (CGW) is a Division of Citi focused...analysis specialized on CRE, underwriting, proactive portfolio management and monitoring , strong risk and controls environment, client… more
- CIBC (New York, NY)
- …effective processes are in place for the identification, management, measurement, monitoring and control of operational, reputation and legal, strategic, ... to the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance supports these...**Supervising** a Compliance staff to ensure that the Compliance monitoring and testing program is performed in… more
- TD Bank (New York, NY)
- …Oversight oversees the team and leads 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for covered TD businesses and ... matters and escalations. This role will support the US Wealth Management group and serves as a crucial safeguard...requirements and articulates the impact to their processes and controls + Contributes to the development and implementation of… more
- US Bank (New York, NY)
- …adequacy; and developing audit programs which provide sufficient guidance for testing control performance effectiveness and making evaluations which effectively ... Includes identifying and analyzing business processes, key risks and critical controls ; interviewing auditees; determining audit scope; evaluating control design… more
- Scotiabank (New York, NY)
- … governance framework is preferred including understanding of Supervision, Surveillance & Monitoring , Trade Floor Supervision, Risk and Control Library etc. ... systems and knowledge. + Lead and assist in design and operating effectiveness testing to verify adequacy of controls for managing operations risks in… more
- Deloitte (New York, NY)
- …data mapping, management, migration, or visualization / analytics; system configuration and testing ; status monitoring and issue resolution + Experience in ... or corporate banking, investment banking or capital markets, investment management, wealth management, trust company, insurance provider, or related service provider… more
- Deloitte (New York, NY)
- …improvement, operating model design and implementation, risk assessment and management, and controls testing engagements across three lines of defense + Use ... cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk management, process, data and technology controls and… more
- Scotiabank (New York, NY)
- …the requirements of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of ... sales and trading businesses, and evaluate the impact of controls to address ongoing compliance. + Participate in the...address ongoing compliance. + Participate in the review of monitoring and surveillance routines and respond to alerts or… more
- Scotiabank (New York, NY)
- …the daily aggregation and limit monitoring report, investigating errors and monitoring limit compliance, testing and validating enhancements to the US ... as assigned. Report development activities include creating, designing, developing and testing credit risk portfolio reports and tools for presentation to Scotiabank… more
- Neuberger Berman (New York, NY)
- …audits + Work closely with Data Analysts to create and utilize automated testing , automated risk assessments and monitoring dashboards + Draft audit announcement ... funds, Mutual Funds, Private Funds, separately managed institutional accounts and wealth management services. Investment management strategies and products cover a… more
- KPMG (New York, NY)
- …culture. At KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a world-class training facility and leading ... + Analyze underlying data, potential transformations, and key dependencies and affiliated controls throughout the data lifecycle and both understand and document how… more
- Citigroup (New York, NY)
- …and exercise control over resources, budget management and planning while monitoring end results + Utilize in-depth knowledge of concepts and procedures within ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi… more
- Citigroup (Rutherford, NJ)
- …corporate and investment banking, securities brokerage, transaction services, and wealth management. Citi creates economic value that is systemically responsible ... optimizing management of systems supporting global functions such as Compliance, Controls , Internal Audit and Risk, and introducing innovative technologies that… more
- S&P Global (New York, NY)
- …and take appropriate steps to remediate them + Design and implement security controls and processes across Kensho and provide monitoring to ensure compliance ... stop network intrusions and preempt cyberattacks + Auditing policies and controls continuously: Driving the cybersecurity process forward by regularly auditing the… more
- ManpowerGroup (Jersey City, NJ)
- …conduct, margin among other areas + Assist in developing monitoring and testing to review and challenge controls and implementation of obligations with ... with the business, including Global Banking and Markets, Private Wealth Management and Corporate Treasury as well as with...securities-based swaps businesses a plus + Assist with the monitoring , and testing of compliance programs If… more
- KPMG (New York, NY)
- …regulatory environment and market demands including: CAPA, Complaints Management, Document Control , Quality Operation Controls and Quality Audit + Represent ... culture. At KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a world-class training facility and leading… more