• Compliance Testing , Global

    Citigroup (Jersey City, NJ)
    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... more
    Citigroup (01/21/25)
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  • Compliance Testing Officer…

    Citigroup (Jersey City, NJ)
    …covering middle and back office Operations activities within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) ... more
    Citigroup (01/29/25)
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  • Audit Supervisor - Global Markets

    Bank of America (New York, NY)
    …us! **Job Description:** This role will use expertise gained auditing Global Markets or closely related areas (ie market risk management, product control or ... more
    Bank of America (12/13/24)
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  • VP, Operational Risk & Resilience, Global

    BMO Financial Group (New York, NY)
    …to clients around the world. #bmocapitalmarkets The **VP, Operational Risk** **&** **Resilience, Global Markets (GM)** is part of the GM Operational Risk and ... more
    BMO Financial Group (02/13/25)
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  • Senior Manager, Markets Compliance

    Scotiabank (New York, NY)
    Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... more
    Scotiabank (01/22/25)
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  • Compliance Officer S&P Global DJI

    S&P Global (New York, NY)
    …division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices ... more
    S&P Global (11/30/24)
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  • Audit Manager - Global Markets

    Bank of America (New York, NY)
    Audit Manager - Global Markets - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... more
    Bank of America (12/11/24)
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  • Senior Technology Manager - Global

    Bank of America (New York, NY)
    Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... more
    Bank of America (12/27/24)
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  • Manager, Compliance Testing

    Scotiabank (New York, NY)
    Manager, Compliance Testing **Requisition ID:** 214386 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... more
    Scotiabank (01/11/25)
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  • Director, Compliance Monitoring…

    SMBC (Jersey City, NJ)
    …and/or Certifications, is preferred. + At least 10 years of prior regulatory, compliance testing , audit and/or risk management experience with demonstrated track ... more
    SMBC (02/12/25)
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  • Vice President, Compliance Monitoring…

    SMBC (Jersey City, NJ)
    …Degree and/or Certifications (ie FINRA Series 7,63, 24) are desired + Has a Compliance Testing , Broker Dealer Regulatory or Internal Audit Background + Strong ... more
    SMBC (12/17/24)
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  • Vice President, Compliance Monitoring…

    TD Bank (New York, NY)
    …the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other ... more
    TD Bank (01/28/25)
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  • Corporate Compliance Monitoring…

    SMBC (Jersey City, NJ)
    …Banking and Compliance Experience + CRCM Certification (A Plus) + Has a Compliance Testing , Bank Regulatory or Internal Audit Background + Able to work ... more
    SMBC (01/24/25)
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  • Compliance Monitoring & Testing

    SMBC (Jersey City, NJ)
    …institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating ... more
    SMBC (12/18/24)
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  • Senior Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other ... more
    TD Bank (01/28/25)
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  • Vice President - Compliance , Monitoring…

    TD Bank (New York, NY)
    …and Risk Assessment ratings. + Partner closely with the Risk Assessment and Compliance Markets Advisory teams, as necessary, to create a cohesive pipeline ... more
    TD Bank (01/28/25)
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  • Compliance Monitoring & Testing

    SMBC (Jersey City, NJ)
    …years of swap dealer experience + 7+ years of financial services experience + Compliance Testing , NFA or Internal Audit background + Able to work independently ... more
    SMBC (02/01/25)
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  • Vice President - Product & Business Development,…

    Citigroup (Jersey City, NJ)
    …inventory management, risk management and collateral efficiency. The team supports global Markets businesses working across products, regions, and divisions, ... more
    Citigroup (12/15/24)
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  • Associate Director, USD Liquidity Support, US Intl…

    Scotiabank (New York, NY)
    …not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... more
    Scotiabank (02/11/25)
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  • Senior Manager, US AML Monitoring…

    Scotiabank (New York, NY)
    …**Overview** Contributes to the overall success of the Global Banking and Markets ("GBM") AML Monitoring and Testing Department ("M&T"), Global AML, ... more
    Scotiabank (01/25/25)
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