- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... more
- Citigroup (Jersey City, NJ)
- …covering middle and back office Operations activities within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) ... more
- Bank of America (New York, NY)
- …us! **Job Description:** This role will use expertise gained auditing Global Markets or closely related areas (ie market risk management, product control or ... more
- BMO Financial Group (New York, NY)
- …to clients around the world. #bmocapitalmarkets The **VP, Operational Risk** **&** **Resilience, Global Markets (GM)** is part of the GM Operational Risk and ... more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... more
- S&P Global (New York, NY)
- …division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices ... more
- Bank of America (New York, NY)
- Audit Manager - Global Markets - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... more
- Scotiabank (New York, NY)
- Manager, Compliance Testing **Requisition ID:** 214386 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... more
- SMBC (Jersey City, NJ)
- …and/or Certifications, is preferred. + At least 10 years of prior regulatory, compliance testing , audit and/or risk management experience with demonstrated track ... more
- SMBC (Jersey City, NJ)
- …Degree and/or Certifications (ie FINRA Series 7,63, 24) are desired + Has a Compliance Testing , Broker Dealer Regulatory or Internal Audit Background + Strong ... more
- TD Bank (New York, NY)
- …the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other ... more
- SMBC (Jersey City, NJ)
- …Banking and Compliance Experience + CRCM Certification (A Plus) + Has a Compliance Testing , Bank Regulatory or Internal Audit Background + Able to work ... more
- SMBC (Jersey City, NJ)
- …institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating ... more
- TD Bank (New York, NY)
- …the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other ... more
- TD Bank (New York, NY)
- …and Risk Assessment ratings. + Partner closely with the Risk Assessment and Compliance Markets Advisory teams, as necessary, to create a cohesive pipeline ... more
- SMBC (Jersey City, NJ)
- …years of swap dealer experience + 7+ years of financial services experience + Compliance Testing , NFA or Internal Audit background + Able to work independently ... more
- Citigroup (Jersey City, NJ)
- …inventory management, risk management and collateral efficiency. The team supports global Markets businesses working across products, regions, and divisions, ... more
- Scotiabank (New York, NY)
- …not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... more
- Scotiabank (New York, NY)
- …**Overview** Contributes to the overall success of the Global Banking and Markets ("GBM") AML Monitoring and Testing Department ("M&T"), Global AML, ... more