- Wells Fargo (New York, NY)
- …authentic self, and empowered to grow. **About this role:** Wells Fargo is seeking an Advisor Platform / RIA - Senior Engineering Manager ( Software ... to lead engineering and development teams, supporting the new RIA and Investment Custody platform ....excellence which results in an enhanced and more consistent advisor and client experience. This opportunity will be supporting… more
- CIBC (New York, NY)
- …is conducted through three primary entities, CIBC Private Wealth Advisors, Inc., an SEC registered investment advisor (" RIA "), CIBC National Trust ... control of operational, reputation and legal, strategic, market, credit, investment and liquidity risk, collectively "CIBC Risk", incurred by...years of experience in a compliance position at a registered RIA , broker dealer or bank. +… more