- Bloomberg (New York, NY)
- …the Risk and Compliance Policy Officer, you will work with the Chief Risk Office and Global Compliance teams, as well as key business and risk ... evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance ...work creatively and efficiently, to assist with building a policy programthat's practical, risk -focused, and conscious of… more
- S&P Global (New York, NY)
- …provide support to the New York office of the Ratings Compliance & Risk department, reporting to the Global Chief Matrix Officer, including support for the ... members of the Compliance & Risk senior management team, and...trading. The Policy is designed to promote compliance with global regulations. In some Divisions,… more
- S&P Global (New York, NY)
- …significant data & technology matters & initiatives. The role will also represent the S&P Global Ratings Compliance & Risk department in divisional and cross ... Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely...trading. The Policy is designed to promote compliance with global regulations. In some Divisions,… more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager New...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... and/or global management and direction of applicable market related risk management functions within a specific product area. Key responsibilities include… more
- Bank of America (New York, NY)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- TD Bank (New York, NY)
- …Furthermore, conducts market, industry, and client research in support of the ongoing risk assessment process. Global Counterparty Credit, Hedge Fund Risk , ... details for this role. **Job Description:** The Director - Global Counterparty Credit TDS prepares and recommends high quality...Oversees and monitors the performance of Borrowers to ensure compliance with all terms and conditions of the credit… more
- Bank of America (New York, NY)
- Global Markets Risk Manager (AVP/VP) -...frameworks and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... Operations, etc.). This position is in the Market Risk Management team covering Global Mortgages and Securitized Products trading desks. In addition to providing… more
- Bank of America (New York, NY)
- Global Markets Senior Risk Manager New...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... and/or global management and direction of applicable market related risk management functions within a specific product area. Key responsibilities include… more
- Bank of America (New York, NY)
- …is responsible for the execution of the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise Policy and the ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Bank of America (New York, NY)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Bank of America (New York, NY)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Citigroup (New York, NY)
- …+ Performing complex analyses of comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and ... Serves as a senior compliance risk officer for Independent ...program framework. This role will be part of the Global Privacy and Responsible Data compliance team… more
- AON (New York, NY)
- …and impactful solutions through Aon Business Services. As Senior Director, Legal, Compliance and Risk Enterprise Business Services, you will report directly ... our colleagues and clients succeed. Your Impact as a Senior Director, Legal, Compliance and Risk Enterprise Business Services As the Senior Director, Legal,… more
- Citigroup (New York, NY)
- …and practices for ICRM. + Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring ... Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team… more
- Insight Global (New York, NY)
- …keep, and process your private information, please review Insight Global 's Workforce Privacy Policy : https://insightglobal.com/workforce-privacy- policy / . ... using risk management and control systems and tools. Key Competencies: - Risk Management - Regulatory Compliance - Process Improvement - Analytical Thinking… more
- Citigroup (New York, NY)
- …of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in performing a ... accuracy of the implementation of the Control Framework, including Risk Control Policy , Control Standard, Issue Management...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- American Express (New York, NY)
- …define your own path. Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...risk awareness and proactivity around regulatory matters. The Compliance Risk Management team facilitates and monitors… more
- International Rescue Committee (New York, NY)
- Requisition ID: req56629 Job Title: Governance Risk and Compliance Program Manager Sector: Program Administration Employment Category: Regular Employment Type: ... SUMMARY IRC is seeking an experienced Information Security Governance, Risk , and Compliance (GRC) Manager to lead...to lead and enhance the GRC function within the Global Information Security (GIS) department. Reporting directly to the… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Bank of America (New York, NY)
- Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;New York, New York; Hunt Valley, Maryland; Pennington, New Jersey; ... as the liaison to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator performs...experience + Minimum 1-2 years' experience with Fraud, AML, Risk , or Compliance experience and/or knowledge of… more