- S&P Global (New York, NY)
- …track record selling financial software (Listed Futures, OTC Trade Processing and Regulatory Reporting preferred), account management, and the ability to manage ... and experience of capital markets and the OTC trade processing and Regulatory Reporting space. . Excellent written and verbal communication skills . Strong… more
- Scotiabank (New York, NY)
- Data Specialist , Functional Lead ( Regulatory Reporting ) **Requisition ID:** 214671 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary ... drive ambition for every future! **Purpose** As a Data Specialist , Functional Lead you will work with the lead...Bank relationships, systems and knowledge. + Design and develop Regulatory reporting for Finance/US FBO Team +… more
- System One (Stamford, CT)
- Job Title: Regulatory Affairs Specialist 10883 Location: Stamford, CT (Onsite) Shift: M-F, 8am - 5 pm Type: Contract 1 year Pay: $30-32.50/hour Must Haves: * ... * SAP Expertise: Utilize SAP systems proficiently for data entry, analysis, and reporting related to regulatory compliance. Provide support and guidance to… more
- Amazon (New York, NY)
- …We are looking for a highly motivated Technical Program Manager to join our regulatory operations team. As part of the team, you will own the strategy, design ... to effectively track, manage and respond to our global regulatory and compliance obligations at scale. Our team solves...and make tradeoffs. You will build and maintain integrated reporting for areas of responsibility You will evaluate the… more
- SMBC (New York, NY)
- …for producing SMBC's FRTB-SA calculation results to comply with Japan / US regulatory requirements and providing detailed analysis explaining results. The scope of ... reporting for these teams is primarily SMBC's Combined US...and a expertise of Basel 2.5 and Basel 3 regulatory requirements. This role is on a growing team… more
- SMBC (New York, NY)
- …seeks a Vice President (VP) for the 'Daily Market Risk Analysis & Reporting Team' within the Enterprise Risk Stripe of Risk Management Department Americas Division ... the Team Lead of the Daily Risk Analysis and Reporting Team and will have the opportunity to learn...as PowerBi and Powerpoint + Knowledgeable about Market Risk regulatory requirements for Basel 2.5 and Basel III +… more
- Morgan Stanley (New York, NY)
- …skills required for this role - Strong knowledge on multi jurisdiction regulatory reporting , exception investigation, material economic terms investigation and ... diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Trade Transaction Regulatory Reporting Director* **Location:** *New York-New York*… more
- City of New York (New York, NY)
- …and monitoring. 8. Assist in the development and implementation of regulatory and contractual requirements, including updating forms to conform with associated ... regulations and processes. 9. Monitor contractor compliance with the Executive Order 11246 Equal Employment Opportunity provisions of contracts. 10. Prepare and maintain departmental records, reports, and statistics. 11. Review NYCHA's contractor automated… more
- Bank of America (Stamford, CT)
- …management, the Board of Directors or committee thereof, external auditors and regulatory agencies. The Portfolio Specialist works together with the Credit ... Credit Review Senior Portfolio Specialist Dallas, Texas;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Providence, Rhode Island **Job… more
- CIBC (New York, NY)
- …compliance. Key areas of coverage for the Role includes but not limited to: Regulatory Reporting - Federal Reserve's Bank Holding Company Act/Regulation Y; FDIC ... connectivity to our Capital Markets and Canadian Commercial & Wealth franchises. Reporting to the Head of US Compliance Examination Program, the Compliance… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Risk Management **Job Description:** **_The Group Risk Specialist will be part of the Operational Risk Management Team covering Treasury ... of the governance, control, and operational risk structure._ The Group Risk Specialist provides a comprehensive and diverse range of risk management expertise to… more
- Constructive Partnerships Unlimited (Manhattan, NY)
- QA/QA Review Specialist Type of Position Full time Search Location(s) Manhattan, NY Apply Now ... (https://phe.tbe.taleo.net/phe03/ats/careers/v2/applyRequisition?org=CPOFNYS&cws=37&rid=6269) Job Brief The QA/QI Review Specialist is responsible for completing internal quality reviews within… more
- Bank of America (New York, NY)
- …+ Prioritization + Reporting + Controls Management + Process Design + Regulatory Relations **Shift:** 1st shift (United States of America) **Hours Per Week:** 40 ... Enterprise Financial Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New...job is responsible for the identification, measurement, monitoring, controlling, reporting , and analysis of applicable financial risks across the… more
- BMO Financial Group (New York, NY)
- …around the world. #bmocapitalmarkets **Job Summary:** The VP - CM Governance Specialist role is responsible for ensuring that the "organization" operates with ... transparency, integrity, and in compliance with legal, regulatory , and internal policies and standards. This role provides strategic guidance and collaborates across… more
- WellLife Network (Huntington, NY)
- IPS Employment Specialist - ACH023 - Mon - Fri 9AM - 5PM Job Details Job Location ACT Team Huntington - Huntington, NY Position Type Full-Time Education Level High ... and job coaching interventions as needed. The IPS Employment Specialist in ACT should result in a network of...to the Team Leader, Deputy Director, Division Director and Regulatory bodies. + Participates in weekly supervision with Team… more
- WellLife Network (Jamaica, NY)
- IPS Employment Specialist - AQN019 - Mon -Fri 9AM -5PM Job Details Job Location ACT Team Queens - Jamaica, NY Position Type Full-Time Education Level High School ... and job coaching interventions as needed. The IPS Employment Specialist in ACT should result in a network of...to the Team Leader, Deputy Director, Division Director and Regulatory bodies. + Participates in weekly supervision with Team… more
- New York State Civil Service (New York, NY)
- …59 Maiden Lane, 38th Floor City New York State NY Zip Code 10038 Duties Description Reporting to a Program Specialist 3 (Cannabis), the Program Specialist 2 ... HELP Yes Agency Office of Cannabis Management Title Program Specialist 2 Cannabis (NY HELPS) - VID 178162 Occupational...must possess a bachelor degree and three years of regulatory compliance/oversight experience within a regulatory entity… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Business Accountability Specialist - Third Party Risk Primary Business Liaison in legal as part of the Third Party Risk ... to the use of a third party may result in reputational, legal, regulatory , information security, and financial risk. For additional information on this line of… more
- SMBC (New York, NY)
- …of this activity both internally (eg by setting risk policies and internal reporting ) and externally (particularly to satisfy regulatory requirements) will be a ... to its employees. **Role Description** The Market Risk Management Specialist at DIR level reports to the Deputy Head...to manage projects to ensure the firm's compliance with regulatory requirements such as CFTC, NFA, FRB, and FRTB… more
- WellLife Network (Huntington, NY)
- Mental Health Specialist - ACH024- Mon - Fri 9AM -5PM Job Details Job Location ACT Team Huntington - Huntington, NY Education Level Graduate Degree Salary Range ... comprehensive development of an individual's service plan. + Coordinate services with other specialist on the ACT Team, ie Substance abuse specialist , Employment… more