- M&T Bank (Hauppauge, NY)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more
- Citigroup (New York, NY)
- The Client Development Manager is a strategic professional who will be primarily responsible for driving cross-division collaboration and business development with ... that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects.… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager supports internal audit leadership, in providing ... wholly owned subsidiaries and entities where USB owns a majority (controlling) interest. The Senior Audit Manager supports the assessment of the Company's… more
- JPMorgan Chase (New York, NY)
- JPMorgan Chase is seeking a Senior Associate to join our Asset & Wealth Management team within Private Banking. JP Morgan Asset & Wealth Management delivers ... of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional… more
- Scotiabank (New York, NY)
- Senior Manager , Exam and Issue Management **Requisition ID:** 218259 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... every future! **Purpose** This role will serve as a Senior Manager in the Technology Governance Office,...execution coordination activities for GTA US related to regulatory, audit and self-identified issues. This person will serve as… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Identify and escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance to adequately address… more
- Scotiabank (New York, NY)
- Finance Senior Manager , US GTB Product Control **Requisition ID:** 214518 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... committed to results, in an inclusive and high-performing culture. ** Senior Manager , US GTB Product Control -...+ Prior experience in Product Control, Financial Reporting or Audit is preferred. + Deep payments expertise and acumen… more
- Scotiabank (New York, NY)
- Senior Manager - US Third Party Risk **Requisition ID:** 217448 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... or to highlight issues or problems requiring attention. + Interface with Internal Audit and external regulators, both during audits and remediation efforts but also… more
- Scotiabank (New York, NY)
- Senior Manager , IT Risk **Requisition ID:** 212509 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline only. Salary ... should have Cyber and IT and Risk management experience (governance, operations, audit , control functions, compliance, risk management) of over 8+ years. +… more
- Bank of America (Melville, NY)
- …the market and manages the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing development of ... Merrill Market Client Relationship Manager Melville, New York **Job Description:** This job...delivery model to include the bank's digital offerings and wealth management banking strategy in the market while working… more
- Scotiabank (New York, NY)
- …all US businesses (Equities, Prime Services, GBP, FICC, and CIB). + Work with senior leadership as an effective risk manager , in supporting enhancement plans ... Senior Analyst, First Line Operational Risk & RCSA,...Line (FLSS), Second Line (Operational Risk Management), and Internal Audit , to confirm comprehensive and consistent practices are followed… more
- TD Bank (Melville, NY)
- …impact key business measures. + Takes a One TD approach to delivery of Wealth Practice Management for Advisor and Manager support including advanced development ... and/or, + 4-7 years client facing experience as a financial advisor and/or manager and/or experience with wealth practice management resources + Knowledge and… more
- Scotiabank (New York, NY)
- …and leverage broader Bank relationships, systems, and knowledge. + Assists the Senior Manager , Compliance within Scotiabank's Asset Management division in ... is required or falls outside existing policies to the Senior Manager . Critical matters are immediately escalated...policies and procedures. + Assist with inquiries from Internal Audit and Compliance Testing. + Serve as a compliance… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 214386 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. Salary ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...Bring** + A minimum of 5 years of compliance, audit or regulatory exam support experience with at least… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset & Wealth Management ("AWM") has a new opening for an Associate Business Manager in the Global Fixed Income, Currency and Commodities (GFICC) ... Management, Compliance, Legal, Risk and Technology. As a business manager you'll act as a trusted advisor to Business/Group...skills using Excel and PowerPoint for presentation to GFICC senior management + Provide a high level of responsiveness… more
- City National Bank (New York, NY)
- *BUSINESS CONTROLS MANAGER - FINANCE AND ACCOUNTING* WHAT IS THE OPPORTUNITY? This position will work with the City National Bank's ("CNB") Business Control Officer ... actions and providing status updates of open/closed issues to senior management and second line risk management functions. *...risks to the business unit. * Interface with Internal Audit and Regulators as necessary to help support Banking… more
- Broadridge Financial Solutions (Edgewood, NY)
- …calls, stand-alone meetings). Audiences include associates, managers, HRBPs, HR Solutions, senior leadership + Oversee all HR compliance audits, ensuring timely and ... plans, and proactively address issues as needed. This may include Internal Audit , Legal, HR Solutions, HRBPs, Benefits, Global Talent, Total Rewards and other… more
- City National Bank (New York, NY)
- …FOCUS* WHAT IS THE OPPORTUNITY? This position will work directly with the CNR Manager Research team to support and assist in Investment and Operational Due Diligence ... resources throughout the organization, this team will conduct and/or oversee the manager research and due diligence efforts for approved mutual funds, exchange… more
- JPMorgan Chase (New York, NY)
- …and striving to be best-in-class. **Job summary** As an Executive Director in Wealth Management Investment Risk & Analytics (IR&A) within the Global Private Bank ... colleagues, Business partners, and key control functions including Legal, Compliance, Audit , and Control Management, to provide valuable assessment and feedback… more