- NatWest Markets (Stamford, CT)
- Capital Markets Advisory and Control Room Associate Stamford,United States Permanent Full Time \#R-00244245 Our people work differently depending on ... the department and the business._ Join us as a Control Room Officer + In this role, you'll identify...and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries… more
- Deloitte (New York, NY)
- …you to develop personally and professionally, consider a career in Deloitte Advisory 's Infrastructure & Capital Projects practice. We are seeking individuals ... Advisory Senior Consultant - (Davis-Bacon Act/PWA) - Infrastructure & Capital Projects Do you want to help clients identify key business issues to drive… more
- NatWest Markets (Stamford, CT)
- …issuespertaining tothe Swap Dealer. **Experience** : + Experience withRates andFXproducts/services within capital markets and banking as well as a focused ... to the swap dealer and policies and procedures. + Advisory coverage of the NatWest Markets business...to work collaboratively and persuasively with front office and control functions toleverageavailable resources and talent to help drive… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research ... and advisory services to clients around the world. #bmocapitalmarkets Performs...offices services ensuring all administrative and operational processes and control standards are followed, while seeking to determine, develop,… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...teams across functions, including Compliance Surveillance and Swap Dealer Advisory , to review control reports and enhance… more
- Deloitte (New York, NY)
- …of the structure and roles within the risk function at a bank, capital markets organization or broker-dealer, including execution and oversight processes, risk ... Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager...Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets + Prior experience implementing liquidity… more
- Deloitte (New York, NY)
- …Cards & Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets + Experience with Liquidity Risk Management and other ... & Regulatory, Liquidity - Senior Consultant Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk, Data and Regulatory professionals help… more
- MUFG (New York, NY)
- …+ Demonstrated experience providing AML advice for Securities sales and trading, capital markets , and/or investment banking business lines. + Demonstrated ... is responsible for advising the Global Head of AML Advisory and relevant first-line business leaders on strategies to...control issues to the Global Head of AML Advisory . + Coordinates risk re-evaluation and reviews of client… more
- Citigroup (Jersey City, NJ)
- …of Compliance laws, rules, regulations, risks and typologies + Experience working in Capital Markets or other Investment Banking roles with experience on ... areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which… more
- Scotiabank (New York, NY)
- …the design and effectiveness Internal control and COO areas supporting capital markets trading, investment banking, global transaction banking, and corporate ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition...and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with… more
- Citigroup (New York, NY)
- …Servicing, Listed Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including: + Fixed Income (FX, ... Audit Interface and oversight, Issues & CAP analysis/remediation, and Control Advisory + A Centralized Controls function...Banking, Finance, or related consulting with a focus on Capital Markets , Operations, Risk and Controls management**… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Head of Americas Control Room. Performs core Control Room advisory and monitoring functions including... and monitoring functions. This requires interacting with Debt Capital Markets (DCM), Equity Capital … more
- SMBC (Jersey City, NJ)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Auditors and SMBC/SMBCAH Management; Prepare and provide annual internal control related training. + Provide advisory to… more
- TD Bank (New York, NY)
- …for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients ... Jersey, United States of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $110,760 - $178,880 USD TD is committed to providing fair… more
- Morgan Stanley (Purchase, NY)
- …funds, closed-end funds, alternative investments, insurance and annuities) and global capital markets (eg,fixed income, equities and structured products) * ... preserve and manage wealth. These services include brokerage and investment advisory , financial and wealth planning, credit and lending, cash management, annuities… more
- JPMorgan Chase (Brooklyn, NY)
- … and capital raising (eg, equity capital markets , debt capital markets , ratings advisory and syndicated and leveraged finance), corporate finance ... middle- market corporations to financial institutions and governments. It provides advisory , full-service capital raising, and credit and risk management… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more