• Compliance Testing Officer

    Citigroup (Jersey City, NJ)
    Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... more
    Citigroup (11/21/24)
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  • Senior Monitoring and Testing

    NatWest Markets (Stamford, CT)
    Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... more
    NatWest Markets (01/04/25)
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  • Compliance Testing Officer

    Citigroup (Jersey City, NJ)
    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and ... more
    Citigroup (10/31/24)
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  • Swap Dealer Testing VP

    NatWest Markets (Stamford, CT)
    …**Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for assessing ... more
    NatWest Markets (01/23/25)
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  • Senior Manager, Markets Compliance

    Scotiabank (New York, NY)
    Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... more
    Scotiabank (01/22/25)
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  • Market Risk Officer Rates Linear…

    Citigroup (New York, NY)
    Opening is for a Market Risk Officer focused on North America NAM G10 Linear Rates desk. Successful candidate would join an existing team based in NYC focused on ... more
    Citigroup (12/25/24)
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  • Citi Commercial Bank - Institutional Credit…

    Citigroup (New York, NY)
    …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) ... more
    Citigroup (01/24/25)
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  • Compliance Officer S&P Global DJI

    S&P Global (New York, NY)
    …**Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones ... more
    S&P Global (11/30/24)
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  • AD IT - Functional Control Officer (Vice…

    SMBC (White Plains, NY)
    …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... more
    SMBC (11/13/24)
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  • Business Information Security Officer

    S&P Global (New York, NY)
    …We are looking for a pro-active and forward-thinking Business Information Security Officer that is well versed in information security management principles and ... more
    S&P Global (12/16/24)
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  • Model/Anlys/Valid Officer

    Citigroup (New York, NY)
    …Use parallel computing techniques to perform models back testing , stress testing , and profit attribution analysis. Support compliance efforts in response to ... more
    Citigroup (12/11/24)
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  • Credit Officer , Securitization Associate

    SMBC (New York, NY)
    …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... more
    SMBC (01/10/25)
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  • Deputy Chief Audit Officer

    Amalgamated Bank (New York, NY)
    The Deputy Chief Audit Officer (DCAO) supports the Chief Audit Executive in leading the internal audit function, ensuring compliance with regulatory ... more
    Amalgamated Bank (01/10/25)
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  • Stress Testing Independent Review…

    Citigroup (New York, NY)
    …(where possible) that will enable the business to make rapid decisions against market condition changes + Ensures the compliance of development and validation ... more
    Citigroup (01/05/25)
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  • Director, Regulatory Compliance Management…

    CIBC (New York, NY)
    …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer , the Director, RCM Portfolio Management is ... more
    CIBC (01/23/25)
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  • Compliance Conflict of Interest Manager

    City National Bank (New York, NY)
    …of modification and enhancements of COI transaction monitoring models. Works with the Compliance Training Officer to ensure that ongoing management of the ... more
    City National Bank (01/17/25)
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  • Compliance Advisor - Institutional Services

    M&T Bank (New York, NY)
    … Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation is needed. The ... more
    M&T Bank (12/13/24)
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  • Compliance & Operational Risk Specialist

    Bank of America (Jersey City, NJ)
    …a difference. Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of ... more
    Bank of America (10/31/24)
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  • Director, 1940 Act Compliance

    BlackRock (New York, NY)
    …a senior member of the 1940 Act Compliance team reporting to the Chief Compliance Officer . The individual will be focused on supporting all aspects of the ... more
    BlackRock (12/31/24)
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  • Senior Regulatory Compliance Analyst

    Wellington (New York, NY)
    …of the Legal, Compliance and Risk Group and will report to the Chief Compliance Officer , Americas/Global Head of Funds Compliance , and work closely with ... more
    Wellington (12/12/24)
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