- Deloitte (Charlotte, NC)
- Banking Regulatory Reporting Transformation Senior Consultant Our practitioners help organizations identify the regulatory and industry changes impacting ... industry related to one or more of the following Banking areas: Regulatory reporting remediation...professional services to the financial services industry. + Deloitte's Banking and Capital Markets Advisory Practice: Our… more
- Deloitte (Charlotte, NC)
- …CliqView, SPSS, etc.) + Data Mining (eg, Microsoft SQL Server, etc.) + Experience in: + Regulatory reporting tools such as Axiom for financial reporting in ... Advisory Risk Data Management Specialist Master - Banking As a Specialist Master in Deloitte Risk &...+ Data governance tools and their application in a regulatory banking context + Ability to manage… more
- Deloitte (Charlotte, NC)
- Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) ... and Regulatory professionals help organizations identify the regulatory changes impacting their business and implement effective and...III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory on Interest Rate Risk, BCBS 368 - Interest… more
- Truist (Charlotte, NC)
- …implement and document remediation. 7. Support the business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate ... proactively identifying, mitigating, and managing risks within Corporate and Investment Banking - Investment Banking Coverage, Capital Markets Origination and… more
- Deloitte (Charlotte, NC)
- …including associated data, models, processes and controls + Familiarity with liquidity regulatory reporting (eg, 2052a, LCR, NSFR) + Familiarity with liquidity ... Advisory 's Financial Services Industry (FSI) Risk, Data and Regulatory professionals help organizations identify the regulatory ...Risk, BCBS 368 - Interest Rate Risk in the Banking Book, SR 10-6 Interagency Policy Statement on Funding… more
- Deloitte (Charlotte, NC)
- …systems related to any of the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or ... and in providing professional services to the financial services industry. + Deloitte's Banking and Capital Markets Advisory Practice: Our Banking and… more
- Truist (Charlotte, NC)
- …LOB projects as requested. 12. Support the quarterly issuance of the LOB Segment Reporting in the Press Release and regulatory filings (Annual 10-K and quarterly ... of America) **Please review the following job description:** Leading the Finance Advisory team, this role will deliver mastery and execution for aspects across… more
- Truist (Charlotte, NC)
- …implement and document remediation. 7. Support the business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate ... identifying, mitigating, and managing risks supporting Truist Corporate and Investment banking business. This position will be responsible for leading a team… more
- City National Bank (Charlotte, NC)
- …a focus on assessing the risk management practices, operational and IT controls and regulatory compliance of the Banking platform. + Audit Assurance: Prepare and ... **DIRECTOR OF AUDIT BANKING ** **WHAT IS THE OPPORTUNITY?** The Director of...support to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. **What… more
- Wells Fargo (Charlotte, NC)
- …a **Senior Lead Compliance Officer** in Corporate Risk as part of **Commercial Banking Compliance.** Learn more about the career areas and business divisions at ... will be responsible for the Bank Holding Company Act (BHCA), Merchant Banking Authority (MBA), and Permissible Investments Compliance which includes serving as the… more
- US Bank (Charlotte, NC)
- …experience in regulatory policy making or large bank supervision function at regulatory banking agency - Five or more years of managerial experience. - ... structuring. The team's primary functions include rule interpretation, transaction advisory , preparation of management reporting materials, capital planning,… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo viewpoint on current and future regulations as they pertain to regulatory reporting and capital treatment of business transactions. The team ... company performance. + Participating in review and analysis for critical remediation of regulatory reporting issues. + Active participation in industry and peer… more
- KPMG (Charlotte, NC)
- …currently seeking a Director in Consumer Compliance for our Consulting (https:// advisory .kpmg.us/) practice. Responsibilities: + Assist banking and non- ... a large financial institution, consulting firm, or a federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager… more
- Zions Bancorporation (Charlotte, NC)
- …+ Expert knowledge of capital markets products, services, and markets including Investment Banking / Advisory , Debt and Capital Markets, and Sales and Trading for ... Loan Syndications, Securities Underwriting, Real Estate Capital Markets, and Investment Banking / Advisory is advantageous. Also advantageous is direct experience… more
- Bank of America (Charlotte, NC)
- …processes, risks, and controls and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in ... to area(s) of coverage **Skills:** + Analytical Thinking + Regulatory Compliance + Reporting + Risk Management...and Testing + Policies, Procedures, and Guidelines Management + Advisory + Business Process Analysis + Interpret Relevant Laws,… more
- TD Bank (Charlotte, NC)
- …will include; Support control testing activities, Establishing Program Health reporting & Dashboards, Self-identification and self- reporting of inadequate ... to support closure, Leading front line risk assessments, Documenting and reporting risk acceptances in applicable risk stripes. Requires good analytical skills… more
- Truist (Charlotte, NC)
- …advice and solutions. Utilize objective and sound personal financial planning and financial advisory concepts to provide an integrated delivery of a broad range of ... advisor with ability to handle the most challenging, sensitive and complex banking relationships. * Focuses on targeted prospecting and developing relationships with… more
- Bank of America (Charlotte, NC)
- … activities as part of the monthly accounting close. The team also supports regulatory reporting submissions (SEC filings, FR Y-9C, FR Y-14M/Q, etc.) by ensuring ... from various lines of business + Support the preparation of SEC and regulatory reporting submissions + Support internal audits and regulatory … more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... affluent and high net worth market segments utilizing unbiased, consultative advisory approaches and sound personal financial planning and financial advisory… more
- USAA (Charlotte, NC)
- …oversight of the consolidated annual audit plan including risk-based assurance and advisory engagements driving quality of audit work for a designated staff agency ... Provides oversight to multiple audit engagements, engagement planning, fieldwork and reporting . Manages strategic initiatives and leads in the development and… more