- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Commercial Banking Compliance .** Learn more ... areas and business divisions at wellsfargojobs.com . As the Senior Lead Compliance Officer , you will be responsible for the Bank Holding Company Act (BHCA),… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer on the Credit Card Compliance Team as part of Consumer Lending Compliance Team. ... role, you will** + Provide oversight and monitoring of business group risk-based compliance programs. + Maintain compliance risk expertise and consulting for… more
- Wells Fargo (Charlotte, NC)
- **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA licensed bankers in Corporate and Investment Banking (CIB), ... + Develop, oversee, train, and provide expert business and regulatory compliance advice. Provide independent credible challenge of business activities. + Establish,… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes ... compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. ESSENTIAL DUTIES AND… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and ... executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. ESSENTIAL… more
- Truist (Charlotte, NC)
- …the following job description:** Lead the implementation and direct an effective compliance risk management program that sets forth the framework through which the ... their subsidiaries and affiliates shall be overseen to reasonably ensure compliance across activities, products and services. **LOCATION:** **Candidate(s) must be… more
- Wells Fargo (Charlotte, NC)
- …independent risk management (IRM) risk pod partners comprised of Business Aligned Compliance Officer (BACO) and Operational Risk Business Oversight (ORBO) to ... . **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer who will lead credit policy efforts and provide credit policy guidance. Leader will… more
- JPMorgan Chase (Charlotte, NC)
- …as well as procedures. Other responsibilities include regulatory and legislative compliance , security officer management, alarm response, crisis management, ... cyber security, ATM, branch and corporate building security. As a Security Officer within the Global Security Critical Facilities team, you will have the… more
- Wells Fargo (Charlotte, NC)
- …Operations. **In this role, you will:** + Serve as the Lead Business Aligned Compliance Officer (BACO) for Risk and Control Self-Assessment (RCSA) activities + ... **About this role:** Wells Fargo is seeking a Senior Compliance Specialist in Corporate Risk as part of Corporate...part of Corporate and Investment Banking (CIB) Business Aligned Compliance . Learn more about the career areas and lines… more
- Bank of America (Charlotte, NC)
- …Business Process Analysis + Written Communications **Business Unit Overview:** Chief Financial Officer Compliance and Operational Risk (CFO COR) seeks to deliver ... CFO Compliance and Operational Risk Specialist Charlotte, North Carolina...Description:** This job is responsible for contributing to the Compliance and Operational Risk team to execute second line… more
- KPMG (Charlotte, NC)
- …consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor, consultant, or regulatory ... **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:** 118208 - 51 **Function:** Advisory **Area of Interest:** **State:** NC **City:**… more
- Bank of America (Charlotte, NC)
- …a difference. Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of ... + Written Communications This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance … more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- Bank of America (Charlotte, NC)
- …engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and ... EAC Compliance & Operational Risk Specialist- Control Room Charlotte,...is responsible for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management -… more
- Bank of America (Charlotte, NC)
- SAG Portfolio Officer Providence, Rhode Island;Charlotte, North Carolina; Boston, Massachusetts; East Hartford, Connecticut **Job Description:** At Bank of America, ... to a Special Assets Manager or a Senior Portfolio Officer . Spends majority of time assisting in the management...SAG approval) * Conduct periodic portfolio reviews to ensure compliance with BAC and regulatory reporting requirements and internal… more
- Bank of America (Charlotte, NC)
- Commercial Credit Lending Officer - Charlotte, NC Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... utilize through the underwriting and approval process. The Lending Officer acts as the point of contact for driving...on data accuracy and quality of underwriting metrics in compliance with internal policies and procedures + Monitors assigned… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader and subject matter ... Risk Oversight. Supports aligned ERM Program Managers and the Chief Strategic Risk Officer in the planning and execution of related risk oversight activities and… more
- Morgan Stanley (Charlotte, NC)
- …our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer ... influencing and coaching behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead, mentor, and supervise a… more
- Truist (Charlotte, NC)
- …risk. Role is accountable for assessing risk types covering technology, operational, compliance and strategic risks within those ECFs. The primary difference between ... a Senior Technology Risk Officer and a Technology Risk Officer is...effective identification, mitigation, monitoring and reporting of operational, technology, compliance and strategic risks within the ECFs; 2. Strategic… more
- Bank of America (Charlotte, NC)
- Leasing Credit Sr Officer /Leasing Credit Officer II-Large Corporates Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island; ... finance and the associated products and services. The Leasing Credit Sr. Officer uses this client knowledge to assess the appropriateness of existing solutions… more