- Usaa (Charlotte, NC)
- …and filing, document governance , Risk control self-assessments, procedure governance , control design, new product controls , Company and Staff ... impactful. The Opportunity As a dedicated Business Risk and Controls Advisor , you will be responsible for...governance . Perform ongoing supervision and oversight of business controls which may include the coordination of testing, root… more
- Usaa (Charlotte, NC)
- …truly makes us special and impactful. The Opportunity As a dedicated Business Risk and Controls Advisor Senior , positioned in Shared Services Business Risk and ... to the established risk framework and ongoing supervision of business controls including risk and control self-assessments, program adherence, identification… more
- Vanguard (Charlotte, NC)
- Join the new Controls and Governance department as a highly skilled and motivated senior controls advisor within the Advice and Wealth Management ... be essential in ensuring effective risk management, robust processes and controls , strong oversight, and operational resilience. Responsibilities: + Risk Management:… more
- USAA (Charlotte, NC)
- …and filing, document governance , Risk control self-assessments, procedure governance , control design, new product controls , Company and Staff ... impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor , you will be responsible for...MLA. **What sets you apart:** + Experience with control design and testing business application controls … more
- USAA (Charlotte, NC)
- …us special and impactful. **The Opportunity** As a dedicated **Business Risk and Controls Advisor Senior** , positioned in **Shared Services Business Risk and ... to the established risk framework and ongoing supervision of business controls including risk and control self-assessments, program adherence, identification… more
- USAA (Charlotte, NC)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... **The Opportunity** USAA is seeking an **IT/Info Security Risk Management & Governance Executive** who needs to have **"hands-on"** expertise in **SSDLC - Second… more
- Truist (Charlotte, NC)
- … control environment. 10. Provide direction and guidance in the development of controls and governance mechanisms within the BU. 11. Execute, facilitate and ... review the following job description:** The Business Unit Risk Advisor II role, advising the retail broker dealer business,...Business Unit leadership in its management of risks and controls as well as its execution of risk program… more
- Truist (Charlotte, NC)
- … control environment. + Provide direction and guidance in the development of controls and governance mechanisms within the BU. + Execute, facilitate and ... Business Unit leadership in its management of risks and controls as well as its execution of risk program...the Business Unit and BURM. Provide strategic insight, risk advice and influence to assigned Business Unit. Concur with… more
- USAA (Charlotte, NC)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... **The Opportunity** We are seeking a Risk and Compliance Advisor Senior to join our team. This role requires...leadership is paramount. While not required, familiarity with Internal Controls over Financial Reporting (ICFR) is a strong asset.… more
- Truist (Charlotte, NC)
- … control environment + Provide direction and guidance in the development of controls and governance mechanisms within the BU. + Execute, facilitate and ... Business Unit leadership in its management of risks and controls as well as its execution of risk program...within the Technology Business Unit. Provide strategic insight, risk advice and influence to assigned Business Unit. Concur with… more
- USAA (Charlotte, NC)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... + Conducts independent testing of the design and operational effectiveness of controls implemented by the first line of defense and third parties related… more
- TD Bank (Charlotte, NC)
- …implementations including overseeing business changes to policies, procedures, systems, and/or controls via action plans or projects Supports the Wealth Compliance ... adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US Wealth businesses;** + **Delivering… more
- Wells Fargo (Charlotte, NC)
- …functions that drive Wells Fargo's financial management, including accounting and control , financial planning & analysis, line of business finance, asset-liability ... investment platform that includes WellsTrade, Intuitive Investor and virtual advice offerings. DDI's primary strategy is to offer a...These clients can be a funnel to our other advisor channels as their client's needs change over time.… more
- TD Bank (Charlotte, NC)
- …controls , segregation of duties, transaction approvals and physical control of assets)** **Leads/facilitates and/or implements actions/remediation plans to ... to execute advanced quantitative modeling along with managing high-stakes regulatory governance .** **The Lead Business Insights Specialist acts as an advisor… more
- Truist (Charlotte, NC)
- …oversight and governance to the assigned business unit regarding its control environment. + Support the business in the development of Key Performance Indicators ... Business Unit leadership in its management of risks and controls as well as its execution of risk program...requirements (eg, RCSA, KRIs, etc.). Provide strategic insight, risk advice and influence to assigned Business Unit. Concur with… more
- Deloitte (Charlotte, NC)
- …the preparation of SEC documents + Services implementing corporate governance structures, streamlined close, consolidate report processes, consideration of investor ... Develop, maintain and leverage internal contacts across Deloitte businesses. + Be an advisor to newly public and private clients to assist with accounting and… more
