- Hendrick Automotive Company (Charlotte, NC)
- …Ensure all 8300s are filed with the IRS timely for the stores assigned + Ensure compliance with all 8300 laws + Review daily 8300 reports for each store + Ensure ... that all documents for the 8300 are uploaded into Box + Ensure that notification letters are mailed out to customers in accordance with 8300 law + Reconciles report discrepancies and problems. + Codes data for input to financial data processing system… more
- Bank of America (Charlotte, NC)
- CFO Compliance and Operational Risk Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... Join us! **Job Description:** This job is responsible for contributing to the Compliance and Operational Risk team to execute second line of defense compliance… more
- US Bank (Charlotte, NC)
- …discover what you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance risk oversight and ... as needed. + Participates in projects and/or activities that ensure compliance with applicable federal , state, and local laws and regulations. + Partners and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist in Corporate Risk as part of Corporate and Investment Banking (CIB) Business Aligned ... areas and lines of business at wellsfargojobs.com. This Senior Compliance Specialist will oversee and credibly challenge...implement and maintain risk standards and programs to drive compliance with federal , state, agency, legal and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Compliance Specialist in Corporate Risk, as part of the Auto Lending Business Aligned Compliance (BACO) Team. ... implement and maintain risk standards and programs to drive compliance with federal , state, agency, legal and regulatory and Corporate Policy requirements… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist - Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... This job is responsible for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas; Newark, Delaware; Plano, Texas **Job Description:** At Bank of ... a difference. Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense … more
- KPMG (Charlotte, NC)
- **Business Title:** Manager / Senior Manager, Compliance & Reporting Specialist **Requisition Number:** 113212 - 51 **Function:** Tax Services **Area of ... attached link 'https://assets.kpmg.com/content/dam/kpmg/us/pdf/2018/09/eeo.pdf? 'contains further information regarding the firm's compliance with federal , state and local recruitment… more
- Compass Group, North America (Charlotte, NC)
- …history (including relevant driving history), in a manner consistent with all applicable federal , state, and local laws, including the City of Los Angeles' Fair ... Chance Initiative for Hiring Ordinance, the San Francisco Fair Chance Ordinance, and the New York Fair Chance Act. Applications are accepted on an ongoing basis. Foodbuy maintains a drug-free workplace. Associates at Foodbuy are offered many fantastic… more
- Bank of America (Charlotte, NC)
- Sampling & Test Development Specialist II Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process… more
- Medtronic (Charlotte, NC)
- …in the Life** In this exciting role as a Principal Field Clinical Specialist , you will provide day-to-day field clinical study support, technical and education ... 11 years of clinical support ( _e.g., field clinical specialist /clinical engineer or relevant hospital experience_ ) or +...+ Experience in Good Clinical Practice (GCP) and/or regulatory compliance guidelines for clinical trials + Proficient in MS… more
- Bank of America (Charlotte, NC)
- Sampling & Test Development Specialist II Charlotte, North Carolina;Fort Worth, Texas; Atlanta, Georgia; Phoenix, Arizona **Job Description:** At Bank of America, we ... enterprise control functions at Bank of America to ensure the company is in compliance with domestic and international laws, rules and regulations, and that risk and… more
- TD Bank (Charlotte, NC)
- …Risk Management **Job Description:** The Senior AML Financial Crime Risk Specialist role leads the development of enterprise programs including frameworks, policies, ... to monitor and evaluate the effectiveness of controls, ensuring ongoing compliance with regulations and identifying areas for improvement. The Financial Crimes… more
- Bank of America (Charlotte, NC)
- Sanctions Risk Specialist - Global Economic Sanctions Jacksonville, Florida;Charlotte, North Carolina; Chicago, Illinois; Newark, Delaware **Job Description:** At ... **Job Description** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique to economic… more
- Bank of America (Charlotte, NC)
- Sanctions Risk Specialist Charlotte, North Carolina;Dallas, Texas; Jacksonville, Florida; Plano, Texas **Job Description:** At Bank of America, we are guided by a ... **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique to economic… more
- TD Bank (Charlotte, NC)
- …Risk Management **Job Description:** The AML Financial Crime Risk Specialist role develops and maintains TD's AML/ATF/Sanctions/ABAC programs, including frameworks, ... develop and maintain the governing policies and standards for compliance with US regulations. The team provides ongoing advisement...of the AML program + Represents FCRM as a specialist on internal or external committees as well as… more
- Bank of America (Charlotte, NC)
- …automation. The Test Automation team is responsible for developing Regulatory Risk and Compliance testing Automation and this specialist will be required to ... Automation Specialist Charlotte, North Carolina;Fort Worth, Texas; Newark, Delaware;...opportunity and affirmative action, in accordance with all applicable federal , state, provincial and municipal laws. The company also… more
- KPMG (Charlotte, NC)
- …'https://assets.kpmg.com/content/dam/kpmg/us/pdf/2018/09/eeo.pdf? 'contains further information regarding the firm's compliance with federal , state and local ... **Business Title:** Specialist Director, Contract Management **Requisition Number:** 116924 -...process; + Perform activities necessary to support firm contracting compliance requirements as required on contract amendments and renewals;… more
- TD Bank (Charlotte, NC)
- …of Business:** Governance & Control **Job Description:** The Governance & Control Specialist manages a portfolio of governance and control activities for moderately ... for US FCRM acts as the Governance and Control Specialist and is responsible for privacy governance including risk...and actively support and influence a culture of Privacy compliance within the US FCRM (AML) department, promoting the… more
- Bank of America (Charlotte, NC)
- Sr. Business Control Specialist - GCAOO QC/QA Sr. Testing Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... reporting to drive process improvements and oversight. The QC/QA Sr. Testing Specialist is responsible for executing testing that measures the adherence to… more