- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** The Fiduciary Operational Risk Management Oversight position will provide ... work experience - Typically more than six years of experience in fiduciary operational risk management , compliance, internal auditing, public accounting,… more
- Comerica (Charlotte, NC)
- …Trust Administrators and Trust Client Assistants, ensuring best-in-class client experience and risk management excellence in the administration of personal and ... outcomes. Actively contributes to the team, collaborating and providing feedback on operational improvements. Leadership and Management * Provide leadership and… more
- Truist (Charlotte, NC)
- …to existing SEG clients, marketing new products, securing new clients and ensuring holistic risk management for the team. The SEG team is comprised of Wealth ... strategy, revenue growth, and multi-functional collaboration while promoting and ensuring strong risk management execution. + Plays an integral role in… more
- Truist (Charlotte, NC)
- …workload management , and triage and delegate client and advisor operational requests to a virtual team. ESSENTIAL DUTIES AND RESPONSIBILITIES Following is ... to time. 1. Triage and delegate client and advisor operational requests related to transfers, withdrawals, and account opening/maintenance...requests are fulfilled in a timely manner 3. Identify at- risk relationships at risk and notifies the… more
- US Bank (Charlotte, NC)
- … risk . 9. Performing other duties as requested by management including continuous monitoring for responsible areas **Preferred Skills/Experience** + Bachelor's ... products/services, systems, and associated risks/controls + Considerable knowledge of Risk /Compliance/Audit competencies + Strong process facilitation, project management… more
- US Bank (Charlotte, NC)
- …**Job Description** The Investment Compliance Specialist will provide investment compliance risk oversight and credible challenge from the second line of defense. ... program to ensure activities relating to investment of US Bank Wealth fiduciary client assets are in compliance with applicable laws, rules, guidance, regulations,… more
- Truist (Charlotte, NC)
- …in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and ... and business development efforts (eg credit, mortgage, planning, investment, trust and fiduciary services, and insurance services) in a manner that promotes client… more
- HUB International (Charlotte, NC)
- …insurance and employee benefits broker, providing a broad array of property, casualty, risk management , life and health, employee benefits, investment and wealth ... management products and services. With over 18,000 employees in...products: + Directors & Officers + Employment Practices + Fiduciary + Commercial Crime + Growth products as needed… more
- City National Bank (Charlotte, NC)
- …the adequacy of the banks accounting and operating control environment. Wealth management and fiduciary audits in corporate, employee benefit, and personal ... trust relationships, propriety mutual funds, investment management , broker/dealer and security sales and trading activities.IT audits...focus. + Assists with the development of the annual risk assessment and audit plan + Leads and performs… more