• GCO Risk Advisor I - Finra

    Truist (Charlotte, NC)
    …Systems, and other items that impact the department and our processes.Work alongside the GCO Risk Program Execution team in executing and supporting all risk ... risks and controls as well as its execution of risk program requirements. Provide risk and supervisory...defense supervisory principal within the Governance and Controls Office ( GCO ), serving as a subject matter expert responsible for… more
    Truist (11/15/24)
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  • GCO Risk Advisor II - Finance

    Truist (Charlotte, NC)
    …measure, monitor and escalate key and emerging risks and report and communicate risk results and escalate material concerns to GCO Leadership. + Monitor ... testing processes as necessary. + Support the execution of risk management initiatives at the direction of GCO... risk management initiatives at the direction of GCO Leadership. + Other activities and special projects, as… more
    Truist (09/14/24)
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  • GCO Risk Advisor III- Human…

    Truist (Charlotte, NC)
    …5. Aggregate, integrate, correlate, and report risks for assigned business unit(s) to GCO and/or applicable risk committees. Provide holistic view on issues and ... to effectively manage risks as required by enterprise policy and Enterprise Risk Management programs. Focus of work will be in providing effective challenge… more
    Truist (11/16/24)
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  • GCO Risk Advisor III

    Truist (Charlotte, NC)
    …Aggregate, integrate, correlate, and report risks for assigned business unit(s) to GCO and/or applicable risk committees. Provide holistic view on issues ... risks within assigned Business Units (BU) as required by enterprise policy and Enterprise Risk Management programs. May manage a team of Risk Advisors in… more
    Truist (10/22/24)
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  • GCO Risk Advisor II

    Truist (Charlotte, NC)
    …and/or enhance monitoring and testing processes as necessary. + Support the execution of risk management initiatives at the direction of GCO Leadership. + Other ... in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk Program… more
    Truist (10/03/24)
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  • GCO Risk Advisor III…

    Truist (Charlotte, NC)
    …requirements (eg, Issue Management, RCSA, KRIs, etc.) within the Business Unit and GCO . Provide strategic insight, risk advice and influence to assigned Business ... risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of...Unit. Concur with material risk taking by the Business Unit and escalate unacceptable… more
    Truist (09/19/24)
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  • GCO Risk Advisor III - Fraud…

    Truist (Charlotte, NC)
    …Enterprise Incident Management, as required by enterprise policy and Enterprise Risk Management programs. Responsible for providing effective challenge of risk ... remediation of gaps, and subject matter guidance across all risk types. **Job Description:** + Following is a summary...may change from time to time. + Provide independent risk oversight for all eight (8) risk more
    Truist (11/16/24)
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  • GCO Sr. Risk Advisor I…

    Truist (Charlotte, NC)
    …and controls as well as its execution, management and coordination of risk program requirements, program operations and management, and staff operating model. ... Execute, facilitate and/or monitor execution of Risk Program requirements (eg, RCSA, KRIs, etc.) within the...(eg, RCSA, KRIs, etc.) within the Business Unit and GCO , implementation of day-to-day and strategic business operations, including… more
    Truist (11/09/24)
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  • GCO Senior Risk Advisor I

    Truist (Charlotte, NC)
    …in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk Program ... KRIs, etc.) within the Business Unit and BURM. Provide risk advice and influence to assigned Business Unit. Aggregate,...activities may change from time to time. 1. Provide risk advice and serve as risk Subject… more
    Truist (11/14/24)
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  • GCO Senior Risk Advisor II…

    Truist (Charlotte, NC)
    …in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk Program ... within the Business Unit and BURM. Provide strategic insight, risk advice and influence to assigned Business Unit. Concur...and influence to assigned Business Unit. Concur with material risk taking by the Business Unit and escalate unacceptable… more
    Truist (11/09/24)
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  • GCO Senior Risk Advisor II-…

    Truist (Charlotte, NC)
    …in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk Program ... within the Business Unit and BURM. Provide strategic insight, risk advice and influence to assigned Business Unit. Concur...and influence to assigned Business Unit. Concur with material risk taking by the Business Unit and escalate unacceptable… more
    Truist (11/09/24)
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  • GCO Senior Risk Advisory Manager II

    Truist (Charlotte, NC)
    …all risk program activities as defined in policy. 10. Coach and develop risk advisor teammates within the GCO . 11. Communicate, lead discussions, present ... corrective action plans and work with business partners and GCO advisor team to successfully implement and...initiatives and their supporting metrics. 9. Work alongside the GCO Risk Program Execution team in executing… more
    Truist (10/08/24)
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  • GCO Senior Risk Advisory Manager II

    Truist (Charlotte, NC)
    …all risk program activities as defined in policy. 10. Coach and develop risk advisor teammates within the GCO . 11. Communicate, lead discussions, present ... corrective action plans and work with business partners and GCO advisor team to successfully implement and...initiatives and their supporting metrics. 9. Work alongside the GCO Risk Program Execution team in executing… more
    Truist (10/02/24)
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  • GCO Regional Supervisor-FINRA *Series 4, 7,…

    Truist (Charlotte, NC)
    …and other items that impact the department and our processes. + Work alongside the GCO Risk Program Execution team in executing and supporting all risk ... supervisor for assigned group of high performing Wealth Brokerage advisor teams and primary point of contact for Central...Group (CSG) leadership, while maintaining a focus on mitigating risk for the firm from financial, reputation and regulatory… more
    Truist (10/26/24)
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  • GCO Issue Validation Consultant - Wholesale

    Truist (Charlotte, NC)
    …unit/corporate function by ensuring identification of control failures and ensuring risk and compliance remediation. Serve as partner to business leaders for ... regulatory exams, and monitor the overall control environment to minimize risk exposure. Testing resource to perform Internal Control and Compliance Monitoring for… more
    Truist (11/09/24)
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  • Wholesale Business Execution Lead

    Truist (Charlotte, NC)
    …and dependencies appropriately consider key stakeholder feedback 6. Partnering with risk , technology, GCO and other enterprise functions to collectively ... will span strategic, operational and "run the business", inclusive of risk -adjacent activities such as change execution governance, issues management, quality… more
    Truist (11/07/24)
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