- City National Bank (Charlotte, NC)
- * MANAGER OF AUDIT II - COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...Bachelor's Degree or equivalent * Minimum 5 years of audit or related experience in banking operations, compliance… more
- City National Bank (Charlotte, NC)
- * MANAGER OF AUDIT II - WEALTH* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...Bachelor's Degree or equivalent * Minimum 5 years of audit or related experience in banking operations, compliance… more
- Truist (Charlotte, NC)
- …education and related training. + 6 years of relevant experience in internal audit , public accounting, or SOX/Risk compliance + Ability to build consensus ... over Truist's internal controls over financial reporting and disclosure controls to ensure compliance with Sections 404 and 302 of the Sarbanes-Oxley Act of 2002… more
- Nuveen Investments (Charlotte, NC)
- **Investment Accountant II ** The Investment Accountant II ensures that investment accounting policies and procedures are correctly applied to accounting records. ... all investment accounting requirements. + Work directly with auditors to answer audit inquiries, and provide additional documentation as needed to support the… more
- Truist (Charlotte, NC)
- …apply to money laundering, terrorist financing and OFAC + Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), or ... of banking, financial industry or related experience; preferably in a branch, audit , compliance or commercial lending-related capacity + Strong knowledge and… more
- Citigroup (Charlotte, NC)
- …and address Derivatives RWA reviews by other control functions such as Internal Audit , Independent Compliance Risk Management, Capital Planning Review Group etc. ... any assumptions, interpretations and/or models used to make those determinations, ( ii ) ensuring the accurate implementation of those methodologies within Citi's… more
- Truist (Charlotte, NC)
- …Understanding of financial services business processes and the role of data in compliance , risk management, finance management, and regulation (eg Basel II /III, ... Dodd-Frank, The Fair and Accurate Credit Transactions Act (FACTA)) and of internal audit and the regulatory exam process 4. Highly effective consultative leader with… more