- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Retail Investment Research Analyst - Operational Due Diligence to join the Global Manager ... following GMR's stated process. **Required Qualifications:** + 4+ years of Retail Investment Research experience, or equivalent demonstrated through one or… more
- Deloitte (Charlotte, NC)
- …transactions in accordance with FINRA Rules 3270 and 3280 + Assist with research and data collection required ahead of branch and non-branch office inspections and ... team Deloitte Corporate Finance LLC ("DCF") is a rapidly growing middle-market investment bank headquartered in Charlotte with offices in New York, Chicago, Dallas,… more
- Sands Investment Group (Charlotte, NC)
- Sands Investment Group (SIG), America's Fastest Growing Investment Sales Company, is officially accepting applications for the highly-selective Junior Broker ... gain the foundational skills necessary to become successful Commercial Real Estate Investment Sales Brokers. The Junior Broker role is heavily focused on developing… more
- TD Bank (Charlotte, NC)
- …regulatory requirements for activities involving the recommendation or sale of non-deposit investment products (NDIP) to retail bank customers is preferred.** + ... of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD… more
- Truist (Charlotte, NC)
- …Advisory or Investment Banking; or in-depth experience with wholesale and/or retail credit products in a credit, pricing, structuring or finance role. + ... one or more financial methodology standards under coverage. + Provide ongoing research , testing, industry benchmarking and continuous communication with the lines of… more