- Motion Recruitment Partners (Charlotte, NC)
- …through work, consulting, military service , education, or training. + Active Series 7 . + Proficiency in brokerage operations. + Demonstrated customer ... Skills & Experience** + At least 2 years of experience in Customer Service , Financial Services, or Contact Center roles, or equivalent expertise gained… more
- CSL Plasma (Charlotte, NC)
- …Experience * Minimum of three (3) months experience in a clerical or customer service related position, preferably in medical or health provider environment ... donors at the plasma collection center and conducting a series of registration procedures to verify donor suitability for...Alerts Group Leader or Supervisor of donor flow issues. 7 Ensures the accurate recording of donor data in… more
- CSL Plasma (Charlotte, NC)
- …**Experience** * Minimum of three (3) months experience in a clerical or customer service related position, preferably in medical or health provider environment ... donors at the plasma collection center and conducting a series of registration procedures to verify donor suitability for...Alerts Group Leader or Supervisor of donor flow issues. 7 Ensures the accurate recording of donor data in… more
- Vanguard (Charlotte, NC)
- …are passionate about helping others and are seeking an opportunity to use your customer service experience to positively impact our investors, join our team of ... "crew" as a Client Service Excellence Representative. At Vanguard, we believe in supporting...degree, or bachelor's degree. + This job requires a Series 7 and 63 regulatory license and/or… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …questions or concerns. * Handle stressful situations and provide a high level of customer service in a calm and professional manner. * Analyze problems and ... a cohesive team. * Provide a high level of customer service . **Educational/Previous Experience Requirements** **Education/Previous Experience**...that an exemption or grandfathering cannot be applied. * Series 7 required. * Series … more
- TIAA (Charlotte, NC)
- …blueprint, although there are skills and qualities we look for: - Strong customer service mindset - Professionalism - reliable, possessing high quality ... even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification...in a scheduled work environment - Banking, Call Center, Customer Service or Sales experience is helpful… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …The Trainee will balance new client development, sales activities, investment management, customer service and compliance with personal and professional growth ... required production. * Provides a high level of client service . * Manages the full scope of a client...that an exemption or grandfathering cannot be applied. * Series 7 and Series 66… more
- Bank of America (Charlotte, NC)
- …services while keeping abreast of financial markets and regulations **Required Qualifications:** **-** Series 7 , and 66 or equivalent (if not currently held, ... Series 66 must be obtained within 90 days) -...Demonstrated passion and interest in financial markets - Excellent customer service skills with the ability to… more
- Bank of America (Charlotte, NC)
- …of client needs and potential product services recommended **Required Qualifications:** * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds...that a passing score is received for the missing series within 60 days. * Has at least one… more
- Ferguson Enterprises, LLC. (Charlotte, NC)
- …and phone system effectively + Works together with Sales associates to provide outstanding customer service for both existing and prospective customers + May be ... you need to succeed?** + 3-5 years sales and/or customer service experience preferred + Industrial PVF...+ Structured and robust 8-week training program through a series of virtual classroom and 1-on-1 sessions. The training… more
- JPMorgan Chase (Charlotte, NC)
- You have a passion for helping customers, building relationships, and delivering extraordinary customer service . You are energetic and enthusiastic as the face ... lives of customers easier by sharing and setting up self- service options to access their accounts 24 hours a...1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or… more
- First Horizon Bank (Charlotte, NC)
- …systems and service platforms; + Must be able to study for and pass both the Series 7 and 63 exams within 60 days of hire date. FHN Financial is an industry ... services platforms. Specific responsibilities include the following: Travel to customer 's primary location. Consistently develops new account relationships. Researches… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …1. Effective interpersonal and written communication skills 2. Ability to provide excellent customer service to both internal and external customers 3. Effective ... 6. See all sales activity through towards product purchase 7 . Explain the basics of estate planning, business planning,...15. **Must possess and maintain appropriate FINRA registrations (eg Series 6 and 63)** 16. Active Life and Health… more
- Truist (Charlotte, NC)
- …in Business, Accounting, Finance or Banking, or equivalent education and related experience. 2. FINRA Series 7 , 66 (63 and 65 in lieu of 66) licenses. 3. ... Advisor team to increase assets under management, sales and service . 3. Develop and maintain a profitable level of...6. Properly record transactions and inquiries, and see that customer files are correctly completed and maintained to conform… more
- Carrier (Charlotte, NC)
- …lead the transformation and change management effort for our North America service business. This individual will oversee the fulfillment of long-term organizational ... Function as a program manager to support CHVAC Americas service leaders in the execution and sustainment of the...required **Required Qualifications** + Bachelors' degree + Minimum of 7 years of experience in Program or Project Management… more
- Wells Fargo (Charlotte, NC)
- …education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... role you will:** + Assist Financial Advisor(s) with sales, service , and operational related activities such as providing ...service focus with the ability to listen to customer needs and recommend solutions + Ability to prioritize… more
- Wells Fargo (Charlotte, NC)
- …governance, financial reporting systems, legal entities, and role of regulatory authorities + 7 + years of experience in a financial service firm with broker ... includes broker dealer 15C3-1 net capital calculation and 15C3-3 customer reserve formula. + Series 27 licensed...calculation and 15C3-3 customer reserve formula. + Series 27 licensed + Experience preparing and reviewing 15C3-3… more
- Huntington National Bank (Charlotte, NC)
- …long-term goals.Duties & Responsibilities: + Responsible for personal production goals and customer service objectives for all assigned branches and/or book of ... sales support to assigned branches to deliver a great customer experience to all customers and prospective customers. +...Minimum of 1 year of investment sales experience + Series 7 , 63, 65/66 and Life and… more
- JPMorgan Chase (Belmont, NC)
- …if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required) and Life ... will have the opportunity to help people experience our Customer Promise -- helping people make the most of...of clients more convenient by sharing and setting up self- service options to access their accounts 24 hours a… more
- US Bank (Charlotte, NC)
- …need. Job postings in areas with a high volume of applicants, such as customer service , contact center, and Financial Crimes investigations, remain open for ... asset backed banking teams and with the ABS markets + 7 + years' work experience + Series 79 and 63 licenses **The role offers a hybrid/flexible schedule,… more