- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... Model Risk Officer is responsible for developing and maintaining the bank 's model risk governance framework and policies, performing model review and validation… more
- Regions Bank (Charlotte, NC)
- …up to and including the applicable Executive Council member with notification to the BSA Officer . + Review and make appropriate updates to the annual Business ... exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay. This...the development, review, and communication of the business unit BSA / AML and OFAC procedures. Ensures the procedures… more
- Truist (Charlotte, NC)
- …control execution (ie Letter reviews) and completion of questionnaires (ie Privacy, BSA / AML ) to reasonably ensure compliance with the Enterprise Compliance ... Management Policy and Framework. Serve as the subject matter expert on regulatory and investor changes impacting Real Estate Lending (REL), Home Equity (HELOC) and Mortgage Servicing. Analyze, evaluate, and partner with REL to execute compliant processes and… more