- United States Customs and Border Protection (Newell, NC)
- …makes you a valuable member of the Federal Law Enforcement Officer (LEO) profession. Typical activities include: Detecting, preventing, and apprehending undocumented ... such as training others, managing finances, code enforcement, doing compliance work, corrections, security, military, emergency responders, etc.; OR Education… more
- Wells Fargo (Charlotte, NC)
- … Officers** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance .** As the Lead Compliance Officer , you will support the ... supporting one of the following coverage areas: + Business Aligned Compliance Officer (BACO) for the Strategic Relationship Management Team, and Compliance… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... business functions. + 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a regulatory agency. + Ability to travel.… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing compliance ... assigned business units and/or functions within Consumer Lending. Leads and executes compliance risk management activities to reasonably ensure compliance with… more
- Randstad US (Charlotte, NC)
- compliance officer 4. + charlotte , north carolina + posted today **job details** summary + $65 - $68.75 per hour + temporary + bachelor degree + category ... Consult on complex initiatives with broad impact and large-scale planning for Compliance or Financial Crimes. + Review and analyze complex multi-faceted, larger… more
- Randstad US (Charlotte, NC)
- compliance officer 5. + charlotte , north carolina + posted today **job details** summary + $93 - $96.10 per hour + temporary + bachelor degree + category ... initiatives and resources for highly complex business and technical needs across Compliance or Financial Crimes. + Consult on the strategy and resolution of… more
- US Bank (Charlotte, NC)
- …and internal requirements. This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible schedule, which means ... for supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance function for US Bancorp Asset Management,… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes ... compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. ESSENTIAL DUTIES AND… more
- TEKsystems (Charlotte, NC)
- About this role: + Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned ... leaders to get the information they need to fully understand potential downstream compliance impacts/risks. + Leads will need to have a financial services experience… more
- TEKsystems (Charlotte, NC)
- About this role: + Senior Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are ... scenarios they are presented while learning the company's specific approach for Compliance risk management, eg Major Compliance Requirement (MCR) versus… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with… more
- PDS Tech Inc (Charlotte, NC)
- …for SAP/GTS deployments.** Acts as a liaison between International Trade Compliance (ITC) and the Information Technology (IT) department.** Ensures compliance ... to IT resulting from audits or customer requests to ensure export compliance .** Provides accurate interpretations of applicable export regulations to SBU's IT… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight and Regulatory and Investor Change Management impact ... assessments of assigned business units and/or functions. Supports compliance risk management activities such as review of bulletins, control execution (ie Letter… more
- Honeywell (Charlotte, NC)
- Sr Trade Compliance Analyst or Import Compliance Officer Location: Must be located in Charlotte or Phoenix #hybrid 3:2 First 90 days in office Honeywell is ... actively recruiting for a Senior Trade Compliance Analyst to join our Import organization. This is an exciting opportunity to serve as a hands-on, Subject Matter… more
- KPMG (Charlotte, NC)
- …consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor, consultant, or regulatory ... **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:** 118208 - 51 **Function:** Advisory **Area of Interest:** **State:** NC **City:**… more
- Bank of America (Charlotte, NC)
- …a difference. Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of ... + Written Communications This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance … more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. +… more
- Bank of America (Charlotte, NC)
- …Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program ... Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New...is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage of Data Privacy across… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- Bank of America (Charlotte, NC)
- Commercial Credit Lending Officer - Charlotte, NC Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... utilize through the underwriting and approval process. The Lending Officer acts as the point of contact for driving...on data accuracy and quality of underwriting metrics in compliance with internal policies and procedures + Monitors assigned… more
